Christopher Pryor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Pryor, who also goes by Christopher J Pryor, Chris Pryor, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2013. Christopher had worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2019 - October 7, 2019
MARLIN & ASSOCIATES SECURITIES LLC
December 1, 2015 - January 13, 2017
MARLIN & ASSOCIATES SECURITIES LLC
June 19, 2013 - November 4, 2015
STONEX FINANCIAL INC.
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 8/19/2019
Investment Banking Registered Representative ExaminationCurrent Firm
MARLIN & ASSOCIATES SECURITIES LLC
CRD#: 152650 / SEC#: , 8-68471
Contact information
Documents
Red Flags
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