NF
Nathaniel Francescato
TLG ADVISORS
New York, NY 10019
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CRD#: 5793996
NF
Nathaniel FrancescatoTLG ADVISORS
Professional summary
Nathaniel Francescato, who also goes by Nato Francescato, is a registered financial advisor currently at TLG ADVISORS, INC. located in New York, New York and UPMARKET SECURITIES LLC located in Milpitas, California.
Nathaniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Nathaniel has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Nato Francescato
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Aeterna Capital LLC - 8/1/26 - 12980 W 24th Place, Golden, CO 80401 - Compliance, assist with compliance needs, including regulatory requirements and client reviews, Invt Rel, exempt reporting advisor, 80 hrs/mo; 13 hrs/mo (during trading hours). 2.) Grown Management - 1/30/23 - 12980 W 24th Place, Golden, CO 80401 - Consultant, Not Invt Rel, Consulting, 10 hrs/mo, 0 hrs/mo (during trading hours). 3.) Landlord - 1/1/12 - 12980 W 24th Place, Golden, CO 80401 - Landlord, not Invt Rel, 220 hrs/mo; 0 hrs/mo (during trading hours). 4.) 14er Brewing Company - 2/1/15 - 12980 W 24th Place, Golden, CO 80401 - Owner, oversight, not Invt Rel, Brewery, 15 hrs/mo; 0 hrs/mo (during trading hours). 5.) Upmarket Securities LLC - 10/20/25 - 12980 W 24th Place, Golden, CO 80401 - Director of Compliance and Operations, Compliance, Invt Rel, Registered Agent, 160 hrs/mo; 150 hrs/mo (during trading hours). 6.) TLG Advisors, Inc. - 8/4/26 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Nathaniel Francescato's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2026 - Present
TLG ADVISORS, INC.
Office #1: 1325 Avenue Of The Americas, New York, NY 10019RIA
CRD#: 111052
New York, NY
Current
November 7, 2025 - Present
UPMARKET SECURITIES LLC
Office #1: 1525 Mccarthy Boulevard #1000, Milpitas, CA 95035BD
CRD#: 295634
MILPITAS, CA
Past
August 4, 2026 - August 4, 2026
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
July 14, 2025 - October 17, 2025
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
Westminster, CO
Past
June 14, 2024 - July 16, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
WESTMINSTER, CO
Past
January 10, 2020 - October 20, 2025
TOWNSEND
RIA
CRD#: 113681
WESTMINSTER, CO
Past
January 10, 2020 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WESTMINSTER, CO
Past
February 5, 2016 - April 2, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
Westminster, CO
Past
October 6, 2011 - April 2, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
WESTMINSTER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/7/2025)
RR
Colorado(11/7/2025)
IAR
Colorado(8/4/2026)
RR
New York(11/7/2025)
IAR
New York(8/6/2026)
RR
Washington(3/20/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)Loading...
Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
