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Nathaniel Francescato

UPMARKET SECURITIES LLC
MILPITAS, CA 95035
Some features on this profile are disabled
CRD#: 5793996
NF

Professional summary

Nathaniel Francescato, who also goes by Nato Francescato, is a registered financial professional currently at UPMARKET SECURITIES LLC located in Milpitas, California.

Nathaniel is registered as a RR (Registered Representative) and started their career in finance in 2011. Nathaniel has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nato Francescato

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathaniel Francescato's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 7, 2025 - Present

UPMARKET SECURITIES LLC

Office #1: 1525 Mccarthy Boulevard #1000, Milpitas, CA 95035
BD
CRD#: 295634
MILPITAS, CA
Past

July 14, 2025 - October 17, 2025

PRIVATE CLIENT SERVICES, LLC

BD
CRD#: 120222
Westminster, CO
Past

June 14, 2024 - July 16, 2025

OSAIC WEALTH, INC.

BD
CRD#: 23131
WESTMINSTER, CO
Past

January 10, 2020 - October 20, 2025

TOWNSEND

RIA
CRD#: 113681
WESTMINSTER, CO
Past

January 10, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

BD
CRD#: 10205
WESTMINSTER, CO
Past

February 5, 2016 - April 2, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA
CRD#: 169988
Westminster, CO
Past

October 6, 2011 - April 2, 2018

SCOTTRADE, INC.

BD
CRD#: 8206
WESTMINSTER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/7/2025)
RR
Colorado
(11/7/2025)
RR
New York
(11/7/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/5/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/5/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/2/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/20/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

US
UPMARKET SECURITIES LLC
MEIXIN SECURITIES LLC | UPMARKET SECURITIES LLC | MX SECURITIES LLC

CRD#: 295634 / SEC#: , 8-70120

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
1525 Mccarthy Boulevard #1000, Milpitas, CA 95035
Mailing Address
1525 Mccarthy Boulevard #1000, Milpitas, CA 95035
Phone number
+1 (888) 248-7658
Established
Delaware since 08/09/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UPMARKET GROUP INC.MEMBER
BRANT, DAVID ROBERTFINOP2718478
DANIELS, ROBERT MCCO, EXECUTIVE REP5437527

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UPMARKET SECURITIES LLC

CRD#: 295634Milpitas, CA 95035

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