MS
Michael A. Scarpati
MCADAM LLC
Austin, TX
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CRD#: 5793883
MS
Professional summary
Michael A Scarpati is a registered financial advisor currently at MCADAM LLC located in Austin, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MCADAM LLC dba Cornerstone Capital Planning Group, RIA, INVESTMENT RELATED. 10/2014-PRESENT. 110 SAN ANTONIO ST #1215 AUSTIN, TX 78701. INVESTMENT ADVISOR REPRESENTATIVE. 160 HRS/MONTH. 160 HRS/MONTH DURING TRADING. DUTIES: INVESTMENT RELATED ACTIVITIES. 2)AIRBNB; 2225 SAINT ALBANS ST PHILADELPHIA, PA 19146; SHORT TERM APARTMENT RENTAL; PROPERTY OWNER; 02/2017; 3 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS; MANAGING THE RENTALS THROUGH AIRBNB WEBSITE AND FACILITATION THE CLEANING OF THE APARTMENT FOR NEW GUESTS. 3)McAdam Institutional Brokerage, NOT INVESTMENT RELATED, FIXED INSURANCE SALES. 10/2014-PRESENT. 110 SAN ANTONIO ST #1215 AUSTIN, TX 78701. 10 HRS/MONTH. 10 HRS/MONTH DURING TRADING. DUTIES: FIXED INSURANCE SALES. 4)Cornerstone Capital Holdings LLC. Investment Related. 2301 Cherry St C1, Philadelphia, PA 19103. Co-Owner. Start 2/2020. 40 hours per month, all during Trading Hours. Financial Planning and Wealth Management. Also known as Cornerstone Capital Planning Group. 5) OWE. Not Investment Related. 2225 Saint Albans Street, Philadelphia PA 19146. Charity. President. Start 4/2019. 15 hours per week not during trading. Chairman of the board. Lead organization and marketing efforts. 6) RetireUS; Investment Related; 110 SAN ANTONIO ST #1215 AUSTIN, TX 78701; RIA; CEP; 2/22/2022; 30 hrs/mo; 30 hrs during trading; Overseeing marketing, growth and operations of the organization. Organization provides Fee Based virtual financial planning. 7) 1. RetireUS inc. 2. Not investment related 3. 110 SAN ANTONIO ST #1215 AUSTIN, TX 78701 4. Technology platform for financial wellness 5. CEO 6. 7/3/2023 7. 40 hrs/mo 8. 20 hrs during trading 9. I am responsibile for driving the vision of the technology and Creating strategic partnership with organizations who will Use the technology for their wellness programs 8) 1. Strategis Capital Planning, LLC 2. Yes 3. 2225 Saint Albans St., Philadelphia, PA 19146 4. Financial Planning 5. CEO/Owner 6. 1/1/2017 7. 5 hrs/mo 8. 5 hrs during trading 9. I meet with clients and build investment strategy to help them achieve their financial goals. All other operations are handled via RIA / GA relationship
CRS (Client Relationship Summary) - RIA
Click below to view Michael A Scarpati's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2014 - Present
MCADAM LLC
RIA
CRD#: 170914
Austin, TX
Past
October 3, 2014 - November 12, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Philadelphia, PA
Past
October 14, 2010 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
PHILADELPHIA, PA
Past
September 8, 2010 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ML
MCADAM LLC
ALEXANDER FINANCIAL PLANNING | RETIREUS | NONA ADVISORS, LLC | MCADAM LLC | MCADAM FA LLC | MBVM PHILADELPHIA | LRVS ADVISORY GROUP | FINANCIAL PLANNERS GROUP | CORNERSTONE CAPITAL PLANNING GROUP | CAUDLE MEARES WEALTH MANAGEMENT | BIRCH FINANCIAL PARTNERS
CRD#: 170914 / SEC#: 801-79583
RIA
Registered Investment Advisory firm - (4/10/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
ML
MCADAM LLC
ALEXANDER FINANCIAL PLANNING | RETIREUS | NONA ADVISORS, LLC | MCADAM LLC | MCADAM FA LLC | MBVM PHILADELPHIA | LRVS ADVISORY GROUP | FINANCIAL PLANNERS GROUP | CORNERSTONE CAPITAL PLANNING GROUP | CAUDLE MEARES WEALTH MANAGEMENT | BIRCH FINANCIAL PARTNERS
CRD#: 170914 / SEC#: 801-79583
RIA
Registered Investment Advisory firm - (4/10/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
150 N. Radnor Chester Road Suite F-200, Radnor, PA 19087
Mailing Address
Phone number
(888) 614-5323
Established
Firm type
Fiscal year end
# of Employees
152
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,346 |
| AUM (Assets Under Management) | $ 2,294,363,822 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
