Jeffrey W. Minor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Wayne Minor was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2010. Jeffrey had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2023 - October 13, 2023
EDELMAN FINANCIAL ENGINES
November 30, 2016 - April 27, 2023
EDELMAN FINANCIAL ENGINES
January 2, 2013 - November 30, 2016
FINANCIAL ENGINES ADVISOR CENTER, LLC
January 3, 2011 - September 3, 2015
THE MUTUAL FUND STORE
May 18, 2010 - December 31, 2010
THE MUTUAL FUND STORE
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
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