Robert S. Jamison
Professional summary
Robert S Jamison II was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 2010. Prior to being barred, Robert had worked at 8 firms, which includes PNC WEALTH MANAGEMENT LLC, INDEPENDENT FINANCIAL GROUP LLC, CAITLIN JOHN LLC, SB ADVISORY LLC, IFS SECURITIES, FIRST AMERICAN SECURITIES INC., PRUCO SECURITIES LLC., VALIC FINANCIAL ADVISORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2017 - January 26, 2018
PNC WEALTH MANAGEMENT LLC
June 16, 2017 - January 26, 2018
PNC WEALTH MANAGEMENT LLC
September 8, 2016 - May 30, 2017
INDEPENDENT FINANCIAL GROUP, LLC
September 7, 2016 - May 30, 2017
INDEPENDENT FINANCIAL GROUP, LLC
January 19, 2016 - September 7, 2016
CAITLIN JOHN, LLC
April 1, 2015 - October 8, 2015
SB ADVISORY, LLC
March 9, 2015 - October 8, 2015
IFS SECURITIES
January 17, 2014 - February 2, 2015
FIRST AMERICAN SECURITIES, INC.
December 6, 2013 - February 2, 2015
FIRST AMERICAN SECURITIES, INC.
April 10, 2013 - November 22, 2013
PRUCO SECURITIES, LLC.
July 24, 2012 - November 22, 2013
PRUCO SECURITIES, LLC.
August 6, 2010 - December 17, 2010
VALIC FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
