Brian C. Lippillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Christopher Lippillo was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2010. Brian had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2019 - September 8, 2023
THE LEADERS GROUP, INC.
January 21, 2014 - December 27, 2018
CETERA INVESTMENT ADVISERS LLC
July 18, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
July 18, 2013 - December 27, 2018
CETERA INVESTMENT SERVICES LLC
September 14, 2012 - July 9, 2013
PNC WEALTH MANAGEMENT LLC
February 17, 2011 - July 9, 2013
PNC WEALTH MANAGEMENT LLC
September 30, 2010 - November 4, 2010
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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