Nicholas T. Sejnost

RICHMOND CAPITAL MANAGEMENT

Richmond, VA 23230

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CRD#: 5793275

Professional summary

Nicholas Todd Sejnost, who also goes by Nicholas T Sejnost, is a registered financial advisor currently at RICHMOND CAPITAL MANAGEMENT INC located in Richmond, Virginia.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Nicholas has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 57TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas T Sejnost

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Todd Sejnost's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2021 - Present

RICHMOND CAPITAL MANAGEMENT INC

Office #1: 1509a Belleville Street, Richmond, VA 23230

RIA

CRD#: 104636

Richmond, VA

Past

May 10, 2019 - March 18, 2021

BOFA SECURITIES, INC.

CRD#: 283942

NEW YORK, NY

Past

April 12, 2017 - May 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RICHMOND CAPITAL MANAGEMENT INC

CRD#: 104636 / SEC#: 801-17534

RIA

Registered Investment Advisory firm - (9/2/1982 Approved)

Illinois

Registered Investment Advisory firm - (9/4/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(10/20/2021)

IAR

New York
(10/20/2021)

IAR

Ohio
(6/25/2021)

IAR

Pennsylvania
(10/20/2021)

IAR

Virginia
(10/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/30/2022

General Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 11/30/2022

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/12/2017

General Securities Representative Examination

Current Firm

RICHMOND CAPITAL MANAGEMENT INC

CRD#: 104636 / SEC#: 801-17534

RIA

Registered Investment Advisory firm - (9/2/1982 Approved)

Illinois

Registered Investment Advisory firm - (9/4/2003 Terminated)

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Contact information

Main Address

1509a Belleville Street, Richmond, VA 23230

Mailing Address

Phone number

(804) 379-8280

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RCM PART 2A SUMMARY OF MATERIAL CHANGES (3/17/2025)

RCM PART 2A OF FORM ADV (3/17/2025)

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 6,139,393,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas T. Sejnost

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Todd Sejnost's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOFA SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

RICHMOND CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2021

Series 63

Date: 5/15/2017

Series 7TO

Date: 11/30/2022

Series 57TO

Date: 11/30/2022

SIE

Date: 10/1/2018

Series 7

Date: 4/12/2017

Current Firm

RICHMOND CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RICHMOND CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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