Lawson E. Stringer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawson Edwin Stringer was a registered financial professional .
Lawson is a previously registered financial professional and started their career in finance in 2010. Lawson had worked at 2 firms and has passed the Series 65, Series 63, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2014 - April 27, 2018
PEARL CAPITAL ADVISORS LLC
May 26, 2010 - November 19, 2013
N4 FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 55
Date: 10/30/2010
Limited Representative-Equity Trader ExamCurrent Firm
PEARL CAPITAL ADVISORS LLC
CRD#: 170510 / SEC#:
Contact information
Red Flags
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