Shannon C. Graham
Professional summary
Shannon C Graham, CPWA®, who also goes by Shannon C King, is a registered financial advisor currently at IMPACT CAPITAL PARTNERS LLC located in Greenwood Village, Colorado.
Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Shannon has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shannon C Graham's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2018-03-29
Expire date: 2024-02-29
Experience
May 1, 2024 - Present
IMPACT CAPITAL PARTNERS LLC
Office #1: 8101 E Prentice Ave Suite 1080, Greenwood Village, CO 80111April 28, 2016 - February 20, 2024
UBS FINANCIAL SERVICES INC.
April 27, 2016 - February 20, 2024
UBS FINANCIAL SERVICES INC.
November 7, 2013 - March 11, 2016
J.P. MORGAN SECURITIES LLC
September 16, 2013 - March 11, 2016
J.P. MORGAN SECURITIES LLC
October 1, 2012 - September 16, 2013
J.P. MORGAN SECURITIES LLC
June 11, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
IMPACT CAPITAL PARTNERS LLC
CRD#: 329616 / SEC#: 801-129440
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/1/2024)
Exams
Current Firm
IMPACT CAPITAL PARTNERS LLC
CRD#: 329616 / SEC#: 801-129440
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,688 |
| AUM (Assets Under Management) | $ 527,993,936 |
Red Flags
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