Sean K. Reitenbach

PROSPERITY - AN EISNERAMPER COMPANY

Owings Mills, MD 21117

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CRD#: 5792832

Professional summary

Sean Keller Reitenbach, who also goes by Sean Keller Reitenbach, is a registered financial advisor currently at PROSPERITY - AN EISNERAMPER COMPANY located in Owings Mills, Maryland and DAI SECURITIES, LLC located in Owings Mills, Maryland.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Sean has worked at 4 firms and has passed the SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Keller Reitenbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)The Prosperity Consulting Group;investment related;10065 Red Run Blvd,Owings Mills,MD 21117;retail investment advisor;senior investment analyst;11/2020;160 hrs/month;6.5 hrs during trading;investment research & portfolio management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Keller Reitenbach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2021 - Present

PROSPERITY - AN EISNERAMPER COMPANY

Office #1: 10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117

RIA

CRD#: 133777

Owings Mills, MD

Current

June 1, 2023 - Present

DAI SECURITIES, LLC

Office #1: 10065 Red Run Blvd Suite 200, Owings Mills, MD 21117

CRD#: 36673

Owings Mills, MD

Past

November 24, 2020 - June 2, 2023

TRIAD ADVISORS LLC

CRD#: 25803

Owings Mills, MD

Past

February 16, 2018 - November 13, 2020

KEEFE, BRUYETTE & WOODS, INC.

CRD#: 481

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

P-

PROSPERITY - AN EISNERAMPER COMPANY

PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY

CRD#: 133777 / SEC#: 801-96321

RIA

Registered Investment Advisory firm - (5/18/2015 Approved)

Florida

Registered Investment Advisory firm - (5/20/2015 Terminated)

Maryland

Registered Investment Advisory firm - (5/19/2015 Terminated)

Virginia

Registered Investment Advisory firm - (5/20/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Maryland
(3/24/2021)

Maryland
(6/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 6/20/2018

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 6/20/2018

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 2/16/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

P-

PROSPERITY - AN EISNERAMPER COMPANY

PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY

CRD#: 133777 / SEC#: 801-96321

RIA

Registered Investment Advisory firm - (5/18/2015 Approved)

Florida

Registered Investment Advisory firm - (5/20/2015 Terminated)

Maryland

Registered Investment Advisory firm - (5/19/2015 Terminated)

Virginia

Registered Investment Advisory firm - (5/20/2015 Terminated)

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Contact information

Main Address

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117

Mailing Address

Phone number

(410) 363-7211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROSPERITY BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	5,557
AUM (Assets Under Management)	$ 3,195,898,263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean K. Reitenbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Keller Reitenbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAI SECURITIES, LLC

TRIAD ADVISORS LLC

KEEFE, BRUYETTE & WOODS, INC.

Primary Firm SEC Registration

PROSPERITY - AN EISNERAMPER COMPANY

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 86

Date: 6/20/2018

Series 87

Date: 6/20/2018

Series 7

Date: 2/16/2018

FINRA

Current Firm

PROSPERITY - AN EISNERAMPER COMPANY

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY - AN EISNERAMPER COMPANY

TRUST BUT VERIFY

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