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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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SR

Sean K. Reitenbach

PROSPERITY - AN EISNERAMPER COMPANY
Owings Mills, MD 21117
Some features on this profile are disabled
CRD#: 5792832
SR

Professional summary

Sean Keller Reitenbach, who also goes by Sean Keller Reitenbach, is a registered financial advisor currently at PROSPERITY - AN EISNERAMPER COMPANY located in Owings Mills, Maryland and DAI SECURITIES, LLC located in Owings Mills, Maryland.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Sean has worked at 4 firms and has passed the SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sean Keller Reitenbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Keller Reitenbach's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 24, 2021 - Present

PROSPERITY - AN EISNERAMPER COMPANY

Office #1: 10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117
RIA
CRD#: 133777
Owings Mills, MD
Current

June 1, 2023 - Present

DAI SECURITIES, LLC

Office #1: 10065 Red Run Blvd Suite 200, Owings Mills, MD 21117
BD
CRD#: 36673
Owings Mills, MD
Past

November 24, 2020 - June 2, 2023

TRIAD ADVISORS LLC

BD
CRD#: 25803
Owings Mills, MD
Past

February 16, 2018 - November 13, 2020

KEEFE, BRUYETTE & WOODS, INC.

BD
CRD#: 481
BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
P-
PROSPERITY - AN EISNERAMPER COMPANY
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY

CRD#: 133777 / SEC#: 801-96321

RIA
Registered Investment Advisory firm - (5/18/2015 Approved)
Florida
Registered Investment Advisory firm - (5/20/2015 Terminated)
Maryland
Registered Investment Advisory firm - (5/19/2015 Terminated)
Virginia
Registered Investment Advisory firm - (5/20/2015 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Maryland
(3/24/2021)
RR
Maryland
(6/1/2023)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 6/20/2018
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 6/20/2018
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 2/16/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

P-
PROSPERITY - AN EISNERAMPER COMPANY
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY

CRD#: 133777 / SEC#: 801-96321

RIA
Registered Investment Advisory firm - (5/18/2015 Approved)
Florida
Registered Investment Advisory firm - (5/20/2015 Terminated)
Maryland
Registered Investment Advisory firm - (5/19/2015 Terminated)
Virginia
Registered Investment Advisory firm - (5/20/2015 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117
Mailing Address
Phone number
(410) 363-7211
Established
Firm type
Fiscal year end
# of Employees
66

SEC notice filing (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PROSPERITY BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts5,557
AUM (Assets Under Management)$ 3,195,898,263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROSPERITY - AN EISNERAMPER COMPANY

CRD#: 133777Owings Mills, MD 21117

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Client Complaints
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