Manuel Garcia

HALBERT WEALTH MANAGEMENT,

Austin, TX 78733

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CRD#: 5792786

Professional summary

Manuel Garcia, who also goes by Manny Garcia, Manuel Garcia Jr, is a registered financial advisor currently at HALBERT WEALTH MANAGEMENT, INC located in Austin, Texas.

Manuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Manuel has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Manny Garcia | Manuel Garcia Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Non-Variable Insurance; Investment Related; 9433 Bee Cave Rd. Bldg III, Ste. 201 Austin, TX 78733;Non-Variable Insurance Agent; Non-Variable Sales; 9/2022; 10 hours per month; 3 hours during trading hours; Sales and service of Non-Variable insurance products. 2. Mortgage Broker; Non-Investment Related; Independent Mortgage Broker; Sales; 7/2023; 10 hours per month; 5 hours during market hours; Mortgage Sales - Loan mortgage origination. Process applications for buyers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manuel Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2025 - Present

HALBERT WEALTH MANAGEMENT, INC

Office #1: 9433 Bee Cave Rd Suite 3-201, Austin, TX 78733

RIA

CRD#: 108294

Austin, TX

Past

September 17, 2022 - August 14, 2024

PENSIONMARK SECURITIES, LLC

CRD#: 283952

Garden Ridge, TX

Past

September 15, 2022 - November 2, 2025

WORLD INVESTMENT ADVISORS, LLC

RIA

CRD#: 208512

Austin, TX

Past

February 22, 2021 - December 21, 2021

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

AUSTIN, TX

Past

February 22, 2021 - December 21, 2021

PRUCO SECURITIES, LLC.

CRD#: 5685

AUSTIN, TX

Past

September 1, 2020 - January 13, 2021

CROSSMARK GLOBAL INVESTMENTS, INC.

RIA

CRD#: 113360

HOUSTON, TX

Past

January 4, 2018 - January 13, 2021

CROSSMARK DISTRIBUTORS, INC.

CRD#: 14970

HOUSTON, TX

Past

June 17, 2015 - December 1, 2017

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

HOUSTON, TX

Past

August 15, 2014 - January 2, 2015

ASSETMARK BROKERAGE, LLC

CRD#: 169804

Encino, CA

Past

April 24, 2014 - August 15, 2014

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

January 24, 2013 - March 28, 2014

PRUCO SECURITIES, LLC.

CRD#: 5685

HOUSTON, TX

Past

August 8, 2012 - December 5, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

HOUSTON, TX

Past

February 4, 2011 - February 15, 2012

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HALBERT WEALTH MANAGEMENT, INC

HALBERT WEALTH MANAGEMENT, INC | PROFUTURES CAPITAL MANAGEMENT INC | HALBERT WEALTH MANAGEMENT, INC.

CRD#: 108294 / SEC#: 801-55411

RIA

Registered Investment Advisory firm - (4/14/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/12/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/8/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HALBERT WEALTH MANAGEMENT, INC

HALBERT WEALTH MANAGEMENT, INC | PROFUTURES CAPITAL MANAGEMENT INC | HALBERT WEALTH MANAGEMENT, INC.

CRD#: 108294 / SEC#: 801-55411

RIA

Registered Investment Advisory firm - (4/14/1998 Approved)

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Contact information

Main Address

9433 Bee Cave Rd Suite 3-201, Austin, TX 78733

Mailing Address

Phone number

(512) 263-3800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 72,797,050

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Manuel Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manuel Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENSIONMARK SECURITIES, LLC

WORLD INVESTMENT ADVISORS, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

CROSSMARK GLOBAL INVESTMENTS, INC.

CROSSMARK DISTRIBUTORS, INC.

COREBRIDGE CAPITAL SERVICES, INC.

ASSETMARK BROKERAGE, LLC

CAPITAL BROKERAGE CORPORATION

PRUCO SECURITIES, LLC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

HALBERT WEALTH MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/2020

Series 63

Date: 2/12/2013

SIE

Date: 10/1/2018

Series 6

Date: 9/8/2010

Current Firm

HALBERT WEALTH MANAGEMENT, INC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HALBERT WEALTH MANAGEMENT, INC

TRUST BUT VERIFY

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