Manuel Garcia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manuel Garcia, who also goes by Manny Garcia, Manuel Garcia Jr, was a registered financial professional .
Manuel is a previously registered financial professional and started their career in finance in 2011. Manuel had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2025 - May 19, 2026
HALBERT WEALTH MANAGEMENT, INC
September 17, 2022 - August 14, 2024
PENSIONMARK SECURITIES, LLC
September 15, 2022 - November 2, 2025
WORLD INVESTMENT ADVISORS, LLC
February 22, 2021 - December 21, 2021
PRUCO SECURITIES, LLC.
February 22, 2021 - December 21, 2021
PRUCO SECURITIES, LLC.
September 1, 2020 - January 13, 2021
CROSSMARK GLOBAL INVESTMENTS, INC.
January 4, 2018 - January 13, 2021
CROSSMARK DISTRIBUTORS, INC.
June 17, 2015 - December 1, 2017
COREBRIDGE CAPITAL SERVICES, INC.
August 15, 2014 - January 2, 2015
ASSETMARK BROKERAGE, LLC
April 24, 2014 - August 15, 2014
CAPITAL BROKERAGE CORPORATION
January 24, 2013 - March 28, 2014
PRUCO SECURITIES, LLC.
August 8, 2012 - December 5, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 4, 2011 - February 15, 2012
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
HALBERT WEALTH MANAGEMENT, INC
CRD#: 108294 / SEC#: 801-55411
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HALBERT WEALTH MANAGEMENT, INC
CRD#: 108294 / SEC#: 801-55411
Contact information
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 72,797,050 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
