KS
Kenzie A. Serianni
VOYA FINANCIAL ADVISORS
Coral Springs, FL 33065
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CRD#: 5792610
KS
Professional summary
Kenzie Ann Serianni, who also goes by Kenzie A Serianni, Kenzie Ann Pereira Serianni, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Coral Springs, Florida.
Kenzie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Kenzie has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kenzie A Serianni | Kenzie Ann Pereira Serianni
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3201 W COMMERCIAL BLVD STE 211; FT LAUDERDALE; FL; 33309; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/15/2018; 160; 160; SALE OF FIXED INSURANCE PRODUCTS. | NAME OF ENTITY: RODAN & FIELDS; No; 6450 NW 56TH ST; CORAL SPRINGS; FL; 33067; SKIN CARE; CONSULTANT; 5/1/2015; 20; 0; SALE TO FAMILY AND FRIENDS/PERSONAL USE OF PRODUCT| STACEY SHERBINSKY POSITION: associated person NATURE: SERVICING CLIENT ACCOUNTS REGARDING RETIREMENT AND FINANCIAL PLANNING IN SPONSORRED AND RETAIL PLANS. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2024 ADDRESS: 9825 W. Sample Road, #203, Coral Springs FL 33065, United States DESCRIPTION: Administrative duties, customer service, and investment sales
CRS (Client Relationship Summary) - RIA
Click below to view Kenzie Ann Serianni's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kenzie Ann Serianni's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2019 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 9825 W Sample Rd Suite 203, Coral Springs, FL 33065RIA
BD
CRD#: 2882
Coral Springs, FL
Current
November 16, 2017 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 9825 W Sample Rd Suite 203, Coral Springs, FL 33065RIA
BD
CRD#: 2882
Coral Springs, FL
Past
October 1, 2012 - October 10, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BOCA RATON, FL
Past
June 10, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
POMPANO BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/16/2017)
IAR
Florida(1/24/2019)
RR
Georgia(1/27/2025)
IAR
New York(12/17/2024)
RR
New York(1/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Coral Springs, FL 33065TRUST BUT VERIFY
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