Harvis A. Astorga

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CRD#: 5792578

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harvis Armando Astorga, who also goes by Harvis A Astorga, was a registered financial professional .

Harvis is a previously registered financial professional and started their career in finance in 2010. Harvis had worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Harvis A Astorga

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 16, 2025 - May 24, 2026

GUERRA WEALTH ADVISORS

RIA

CRD#: 282409

MIAMI, FL

Past

March 19, 2024 - June 20, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

FT LAUDERDALE, FL

Past

May 6, 2021 - January 19, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Miami, FL

Past

May 6, 2021 - January 19, 2022

MORGAN STANLEY

CRD#: 149777

Miami, FL

Past

August 29, 2013 - April 20, 2021

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MIAMI, FL

Past

August 28, 2013 - April 20, 2021

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MIAMI, FL

Past

October 8, 2012 - August 1, 2013

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

CORAL GABLES, FL

Past

August 3, 2011 - August 1, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CORAL GABLES, FL

Past

June 10, 2010 - April 26, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CORAL GABLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUERRA WEALTH ADVISORS

GUERRA ADVISORS INC. | GUERRA WEALTH ADVISORS | GUERRA ADVISORY SERVICES

CRD#: 282409 / SEC#: 801-128924

RIA

Registered Investment Advisory firm - (11/15/2023 Approved)

Florida

Registered Investment Advisory firm - (12/31/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/8/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/29/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/9/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GUERRA WEALTH ADVISORS

GUERRA ADVISORS INC. | GUERRA WEALTH ADVISORS | GUERRA ADVISORY SERVICES

CRD#: 282409 / SEC#: 801-128924

RIA

Registered Investment Advisory firm - (11/15/2023 Approved)

Florida

Registered Investment Advisory firm - (12/31/2024 Terminated)

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Contact information

Main Address

6401 Sw 87 Avenue Suite 119, Miami, FL 33173

Mailing Address

Phone number

(305) 448-1011

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (10/19/2025)

ADV PART 2A - GUERRA WEALTH ADVISORS (10/19/2025)

Regulatory assets under management

Total Number of Accounts	4,267
AUM (Assets Under Management)	$ 260,048,968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Harvis A. Astorga

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

GUERRA WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/2024

Series 66

Date: 8/8/2012

Series 63

Date: 8/29/2011

SIE

Date: 10/1/2018

Series 7

Date: 8/1/2011

Series 6

Date: 6/9/2010

Current Firm

GUERRA WEALTH ADVISORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUERRA WEALTH ADVISORS

TRUST BUT VERIFY

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