Alexander P. Rodin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Peter Rodin, who also goes by Alex Peter Rodin, Alexander Rodin, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2012. Alexander had worked at 1 firm and has passed the Series 56 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2012 - June 22, 2015
SPOT TRADING L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 9/24/2012
Proprietary Trader Qualification ExaminationCurrent Firm
SPOT TRADING L.L.C.
CRD#: 47666 / SEC#: , 8-51855
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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