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Adrian Exposito

CREAND SECURITIES
MIAMI, FL
·CRD# 5791518·14 years experience

Professional Summary

Adrian Exposito, who also goes by Adrian Nmn Exposito, is a registered financial advisor currently at CREAND SECURITIES located in Miami, Florida. Adrian is registered as a RR (Registered Representative) and started their career in finance in 2012. Adrian has worked at 8 firms and has passed the Series 65, Series 99TO, SIE, Series 7, Series 99, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adrian Nmn Exposito

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

CREAND SECURITIES·CRD# 38964
BD
777 Brickell Avenue Suite 1201, Miami, FL 33131
September 29, 2026 - Present
GALICIA CAPITAL US, LLC·CRD# 329157
BD
Miami, FL
December 8, 2024 - September 30, 2026
BOLTON GLOBAL CAPITAL·CRD# 15650
BD
Miami, FL
August 4, 2016 - December 13, 2024
MORA CAPITAL SECURITIES LLC·CRD# 158599
BD
Miami, FL
December 10, 2014 - May 18, 2016
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Miami, FL
May 14, 2014 - December 9, 2014
STATETRUST INVESTMENTS INC.·CRD# 104651
BD
Boca Raton, FL
July 25, 2013 - May 7, 2014
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Miami, FL
January 2, 2013 - March 27, 2013
INSIGNEO SECURITIES, LLC·CRD# 29249
BD
Miami, FL
March 5, 2012 - January 10, 2013

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Noah Philip Alweiss
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Current Firm

CS
CREAND SECURITIES

BETA CAPITAL MANAGEMENT, INC. | CREAND WEALTH MANAGEMENT | CREAND SECURITIES | BETA CAPITAL WEALTH MANAGEMENT | BETA CAPITAL SECURITIES LLC | BETA CAPITAL MANAGEMENT, L.P.

CRD#: 38964 / SEC#: 8-48481
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

777 Brickell Avenue Suite 1201, Miami, FL 33131

Mailing Address

777 Brickell Avenue Suite 1201, Miami, FL 33131

Phone Number

(305) 358-8844

Established

Delaware since 12/31/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CREDIT ANDORRA U.S. GP LLCSHAREHOLDER—
ESCUDERO, MARYORI DEL SOCORROCOO4913350
GUZMAN, CARLOSCHIEF COMPLIANCE OFFICER1727654
HERVIS, IDELMA DE LA CARIDADCFO1429292
POVEDANO, NOELIACEO6126794
SOLIS MEDINA, ITZELAMLCO7817869

Disclosures

Regulatory Event

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(9/29/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2015About the Series 65 exam

Series 99TO — Operations Professional Examination

Passed Dec 2024About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2013About the Series 7 exam

Series 99 — Operations Professional Examination

Passed Mar 2012About the Series 99 exam

Series 4 — Registered Options Principal Examination

Passed Oct 2024About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 2021About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Adrian Exposito's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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