KM
Kim M. Molitor
WINDWARD WEALTH STRATEGIES
Oshkosh, WI 54904
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CRD#: 5791376
KM
Professional summary
Kim M Molitor is a registered financial advisor currently at WINDWARD WEALTH STRATEGIES, INC. located in Oshkosh, Wisconsin.
Kim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kim has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Fox Valley Pro Basketball, Inc; Vice President; Investment related: No; 370 State Road 4, Suite A, Oshkosh, WI 54904; Description of the business: Fox Valley Pro Basketball, Inc. (FVBP) was formed in 2016 as a Reg. D for purposes of building an arena as the home of the Wisconsin Herd G-League basketball team an affiliate of the Milwaukee Bucks. This family entertainment facility was completed in December, 2017 without public financing, but the entitee was unable to obtain sufficient private financing by August, 2019, so the builder filed an action against FVPB. FVPB responded by filing for Chapter 11 and that process is on-going as of the present date. ; Started: 2016-04-29; During outside trading hours: 4
CRS (Client Relationship Summary) - RIA
Click below to view Kim M Molitor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2017 - Present
WINDWARD WEALTH STRATEGIES, INC.
Office #1: 2370 State Road 44 Suite A, Oshkosh, WI 54904RIA
CRD#: 175126
Oshkosh, WI
Past
March 16, 2015 - December 31, 2016
WINDWARD WEALTH STRATEGIES, INC.
RIA
CRD#: 175126
OSHKOSH, WI
Past
December 17, 2013 - April 1, 2015
REINHART PARTNERS, LLC
RIA
CRD#: 106432
MEQUON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WINDWARD WEALTH STRATEGIES, INC.
WINDWARD WEALTH STRATEGIES, INC.
CRD#: 175126 / SEC#: 801-81031
RIA
Registered Investment Advisory firm - (2/27/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(1/11/2017)
Current Firm
WW
WINDWARD WEALTH STRATEGIES, INC.
WINDWARD WEALTH STRATEGIES, INC.
CRD#: 175126 / SEC#: 801-81031
RIA
Registered Investment Advisory firm - (2/27/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2370 State Road 44 Suite A, Oshkosh, WI 54904
Mailing Address
Phone number
(920) 230-2215
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 379 |
| AUM (Assets Under Management) | $ 202,174,551 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WINDWARD WEALTH STRATEGIES, INC.
CRD#: 175126Oshkosh, WI 54904TRUST BUT VERIFY
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