Patrick Dillon

DISTRIBUTION SERVICES

Portland, ME 04101

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CRD#: 5791223

Professional summary

Patrick Dillon, who also goes by Patrick Daniel Dillon, is a registered financial professional currently at DISTRIBUTION SERVICES, LLC located in Portland, Maine.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2010. Patrick has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patrick Daniel Dillon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Dillon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2026 - Present

DISTRIBUTION SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 25938

Portland, ME

Past

January 6, 2025 - April 20, 2026

PINE DISTRIBUTORS LLC

CRD#: 323408

DENVER, CO

Past

January 30, 2024 - December 31, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

January 26, 2024 - April 28, 2026

COMMUNITY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 109368

Glencoe, IL

Past

January 3, 2023 - November 8, 2023

ETHIC

RIA

CRD#: 282827

Glencoe, IL

Past

June 4, 2019 - October 12, 2022

ROTHSCHILD WEALTH LLC

RIA

CRD#: 162442

Chicago, IL

Past

April 10, 2019 - October 12, 2022

HALO SECURITIES, LLC

CRD#: 279029

Chicago, IL

Past

May 2, 2017 - March 12, 2019

RIVERNORTH CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122020

CHICAGO, IL

Past

August 18, 2016 - February 14, 2019

ALPS DISTRIBUTORS, INC.

CRD#: 16853

CHICAGO, IL

Past

April 7, 2014 - August 10, 2016

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

DOWNERS GROVE, IL

Past

March 19, 2014 - August 10, 2016

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

DOWNERS GROVE, IL

Past

September 5, 2012 - March 19, 2014

LBMZ SECURITIES, INC.

CRD#: 7874

CHICAGO, IL

Past

July 30, 2012 - March 19, 2014

ZACKS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 110897

CHICAGO, IL

Past

December 6, 2010 - August 17, 2011

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/5/2026)

Alaska
(5/5/2026)

Arizona
(5/5/2026)

Arkansas
(5/5/2026)

California
(5/5/2026)

Colorado
(5/5/2026)

Connecticut
(5/5/2026)

Delaware
(5/5/2026)

District of Columbia
(5/5/2026)

Florida
(5/5/2026)

Georgia
(5/5/2026)

Hawaii
(5/5/2026)

Idaho
(5/5/2026)

Illinois
(5/5/2026)

Indiana
(5/5/2026)

Iowa
(5/5/2026)

Kansas
(5/5/2026)

Kentucky
(5/5/2026)

Louisiana
(5/5/2026)

Maine
(5/5/2026)

Maryland
(5/5/2026)

Massachusetts
(5/5/2026)

Michigan
(5/5/2026)

Minnesota
(5/5/2026)

Mississippi
(5/5/2026)

Missouri
(5/5/2026)

Montana
(5/5/2026)

Nebraska
(5/5/2026)

Nevada
(5/5/2026)

New Hampshire
(5/5/2026)

New Jersey
(5/5/2026)

New Mexico
(5/5/2026)

New York
(5/5/2026)

North Carolina
(5/5/2026)

North Dakota
(5/5/2026)

Ohio
(5/5/2026)

Oklahoma
(5/5/2026)

Oregon
(5/5/2026)

Pennsylvania
(5/5/2026)

Puerto Rico
(5/5/2026)

Rhode Island
(5/5/2026)

South Carolina
(5/5/2026)

South Dakota
(5/5/2026)

Tennessee
(5/5/2026)

Texas
(5/5/2026)

Utah
(5/5/2026)

Vermont
(5/5/2026)

Virgin Islands
(5/5/2026)

Virginia
(5/5/2026)

Washington
(5/5/2026)

West Virginia
(5/5/2026)

Wisconsin
(5/5/2026)

Wyoming
(5/5/2026)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/17/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/5/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

DISTRIBUTION SERVICES, LLC

DISTRIBUTION SERVICES, LLC | UMB DISTRIBUTION SERVICES, LLC | SUNSTONE FINANCIAL GROUP, INC. | SUNSTONE DISTRIBUTION SERVICES, LLC

CRD#: 25938 / SEC#: , 8-42106

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Wisconsin since 09/27/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
TAYLOR, GORDON BURDETTE	VP, CHIEF COMPLIANCE OFFICER	2990648

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick Dillon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Dillon's CRS (Customer Relationship Summary).

Certified licenses

Experience

DISTRIBUTION SERVICES, LLC

PINE DISTRIBUTORS LLC

FORESIDE FUND SERVICES, LLC

COMMUNITY CAPITAL MANAGEMENT, LLC

ETHIC

ROTHSCHILD WEALTH LLC

HALO SECURITIES, LLC

RIVERNORTH CAPITAL MANAGEMENT, LLC

ALPS DISTRIBUTORS, INC.

INVESCO DISTRIBUTORS, INC.

INVESCO ADVISERS, INC.

LBMZ SECURITIES, INC.

ZACKS INVESTMENT MANAGEMENT, INC.

HORNOR, TOWNSEND & KENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/2012

Series 63

Date: 2/17/2011

SIE

Date: 10/1/2018

Series 7

Date: 4/5/2014

Series 6

Date: 12/5/2010

FINRA

Current Firm

DISTRIBUTION SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

DISTRIBUTION SERVICES, LLC

TRUST BUT VERIFY

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