Aparna Sundaram
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aparna Sundaram was a registered financial professional .
Aparna is a previously registered financial professional and started their career in finance in 2010. Aparna had worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2012 - September 11, 2015
COADY DIEMAR PARTNERS, LLC
December 8, 2010 - January 31, 2012
STORMHARBOUR SECURITIES LP
State Registrations and Notice Filings
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Exams
Current Firm
COADY DIEMAR PARTNERS, LLC
CRD#: 128334 / SEC#: , 8-66123
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
