DD
Douglas K. Dustin Jr
SENTINEL PENSION ADVISORS.
WAKEFIELD, MA 01880
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CRD#: 5790881
DD
Professional summary
Douglas K Dustin Jr is a registered financial advisor currently at SENTINEL PENSION ADVISORS, LLC. located in Wakefield, Massachusetts and SENTINEL SECURITIES, LLC. located in Wakefield, Massachusetts.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Douglas has worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CFO for Sentinel Group which includes Sentinel Pension Advisors Inc., Sentinel Securities Inc., Sentinel Benefits Group, Inc., Sentinel Insurance Agency Inc., Sentinel Benefits Group LLC, Acorn Insurance Agency Inc. , Sentinel-Forsberg Insurance Agency Inc. SENTINEL MANAGEMENT COMPANY LLC. 100 QUANNAPOWITT PARKWAY, SUITE 300, WAKEFIELD,MA 01880. MEMBER OF LLC. DATE OF INCEPTION JANUARY 2, 2007. NATURE OF BUSINESS: MANAGEMENT COMPANY. 40 HOURS PER WEEK PERFORMING MANAGEMENT SERVICES FOR SENTINEL SECURITIES, INC. SENTINEL PENSION ADVISORS, INC. SENTINEL BENEFITS GROUP, INC., SENTINEL INSURANCE AGENCY, AND ACORN INSURANCE AGENCY. COMPENSATION PAID BASED ON PERFORMANCE OF COMPANIES BASED ON EBITDA, FROM FOCUS FINANCIAL PARTNERS, LLC. THE PORTION RELATING TO SENTINEL SECURITIES AND SENTINEL PENSION ADVISORS IS INVESTMENT RELATED. FULL TIME WORK IS PERFORMED DURING TRADING HOURS OF 9:30-4. The sole shareholder and President of D23 Inc., created for and operates to provide the management services of Douglas Dustin to Sentinel Management Company LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas K Dustin Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2018 - Present
SENTINEL PENSION ADVISORS, LLC.
Office #1: 100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880RIA
CRD#: 109901
WAKEFIELD, MA
Current
May 26, 2017 - Present
SENTINEL SECURITIES, LLC.
Office #1: 100 Quannapowitt Pkwy Suite 300, Wakefield, MA 01880Office #2: 100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880BD
CRD#: 110942
Wakefield, MA
Past
July 28, 2010 - September 6, 2011
MORGAN STANLEY
RIA
CRD#: 149777
WELLESLEY, MA
Past
July 13, 2010 - September 6, 2011
MORGAN STANLEY
BD
CRD#: 149777
WELLESLEY, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SENTINEL PENSION ADVISORS, LLC.
SENTINEL ADVISORS | SENTINEL PENSION ADVISORS, LLC. | SENTINEL PENSION ADVISORS, LLC | SENTINEL PENSION ADVISORS INC | SENTINEL GROUP | SENTINEL FINANCIAL GROUP | SENTINEL BENEFITS & FINANCIAL GROUP
CRD#: 109901 / SEC#: 801-55783
RIA
Registered Investment Advisory firm - (8/5/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(5/18/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SENTINEL PENSION ADVISORS, LLC.
SENTINEL ADVISORS | SENTINEL PENSION ADVISORS, LLC. | SENTINEL PENSION ADVISORS, LLC | SENTINEL PENSION ADVISORS INC | SENTINEL GROUP | SENTINEL FINANCIAL GROUP | SENTINEL BENEFITS & FINANCIAL GROUP
CRD#: 109901 / SEC#: 801-55783
RIA
Registered Investment Advisory firm - (8/5/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880
Mailing Address
Phone number
(781) 914-1450
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,113 |
| AUM (Assets Under Management) | $ 10,730,228,384 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 09/23/2024 | ||
| 10/23/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SENTINEL PENSION ADVISORS, LLC.
CRD#: 109901Wakefield, MA 01880TRUST BUT VERIFY
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