James B. Longest

LONGEST & YOUNG

Knoxville, TN 37922

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CRD#: 5790875

Professional summary

James Brian Longest is a registered financial advisor currently at LONGEST & YOUNG, LLC located in Knoxville, Tennessee.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JAMES LONGEST, CPA, PC - OWNER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Brian Longest's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2012 - Present

LONGEST & YOUNG, LLC

Office #1: 117 Center Park Dr. Suite 201, Knoxville, TN 37922

RIA

CRD#: 166016

Knoxville, TN

Past

August 30, 2010 - December 5, 2012

MORGAN STANLEY

RIA

CRD#: 149777

KNOXVILLE, TN

Past

July 2, 2010 - December 5, 2012

MORGAN STANLEY

CRD#: 149777

KNOXVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(12/7/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/29/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/1/2010

General Securities Representative Examination

Current Firm

LONGEST & YOUNG, LLC

LONGEST & YOUNG, LLC | YOUNG WEALTH MANAGEMENT, LLC

CRD#: 166016 / SEC#:

Tennessee

Registered Investment Advisory firm - (12/5/2012 Approved)

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Contact information

Main Address

117 Center Park Dr. Suite 201, Knoxville, TN 37922

Mailing Address

Phone number

(865) 240-3259

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 17,307,191

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James B. Longest

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Brian Longest's CRS (Customer Relationship Summary).

Certified licenses

Experience

LONGEST & YOUNG, LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 7/29/2010

Series 7

Date: 7/1/2010

Current Firm

LONGEST & YOUNG, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LONGEST & YOUNG, LLC

TRUST BUT VERIFY

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