Ryan T. Nagle

SEQUENTIS CAPITAL LLC

BOSTON, MA 02110

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CRD#: 5790873

Professional summary

Ryan T Nagle, who also goes by Ryan Thomas Nagle, is a registered financial advisor currently at SEQUENTIS CAPITAL LLC located in Boston, Massachusetts.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Ryan has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Thomas Nagle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan T Nagle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2019 - Present

SEQUENTIS CAPITAL LLC

Office #1: I International Pl Suite 1400, Boston, MA 02110

RIA

CRD#: 298533

BOSTON, MA

Past

May 31, 2012 - October 23, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

May 31, 2012 - October 23, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Past

September 13, 2010 - August 26, 2011

MORGAN STANLEY

RIA

CRD#: 149777

BOSTON, MA

Past

June 30, 2010 - August 26, 2011

MORGAN STANLEY

CRD#: 149777

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/1/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/29/2010

General Securities Representative Examination

Current Firm

SEQUENTIS CAPITAL LLC

CRD#: 298533 / SEC#: 801-114148

RIA

Registered Investment Advisory firm - (8/7/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (6/24/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

One Boston Place 201 Washington St 26th Floor, Boston, MA 02108

Mailing Address

Phone number

(617) 419-7133

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	145
AUM (Assets Under Management)	$ 87,669,381

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan T. Nagle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan T Nagle's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEQUENTIS CAPITAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2010

SIE

Date: 10/1/2018

Series 31

Date: 10/1/2010

Series 7

Date: 6/29/2010

Current Firm

SEQUENTIS CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SEQUENTIS CAPITAL LLC

TRUST BUT VERIFY

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