Andre W. Jean-pierre

ACES ADVISORS

New York, NY 10005

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CRD#: 5790700

Professional summary

Andre W Jean-pierre JR., who also goes by Andre W Jean-pierre Jr, Andre W Jean-pierre, Andre W Jean-pierre, Jr., is a registered financial advisor currently at ACES ADVISORS located in New York, New York.

Andre is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Andre has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andre W Jean-Pierre Jr | Andre W Jean-Pierre | Andre W Jean-Pierre, Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of Visual Art Company, delivering Pictures and Videos to Clients. Event Photography and Videography and Creative and Artistic Direction. Paid per Event from $250-$1000. the name of the other business; Creator FORBES MAGAZINE whether the business is investment-related; Yes the address of the other business;499 Washington Blvd Jersey City NJ 07310 USA; the nature of the other business; Business and Money Magazine.; your position; Contributor title, or relationship with the other business; Contributor the start date of your relationship; 2024-07-01 the approximate number of hours/month you devote to the other business; 0 the number of hours you devote to the other business during securities trading hours; 20 and briefly describe your duties relating to the other business; Creates educational and opinion based articles and videos for FORBES MAGAZINE, inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andre W Jean-pierre JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2021 - Present

ACES ADVISORS

Office #1: 99 Wall Street Ste 3311, New York, NY 10005

RIA

CRD#: 315407

New York, NY

Past

February 20, 2020 - July 20, 2021

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

Cresskill, NJ

Past

February 19, 2020 - July 20, 2021

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

Cresskill, NJ

Past

April 12, 2012 - March 4, 2019

MORGAN STANLEY

RIA

CRD#: 149777

PARAMUS, NJ

Past

April 12, 2012 - March 4, 2019

MORGAN STANLEY

CRD#: 149777

PARAMUS, NJ

Past

April 8, 2011 - September 12, 2011

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

PARSIPPANY, NJ

Past

December 15, 2010 - September 12, 2011

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

PARSIPPANY, NJ

Past

May 26, 2010 - October 7, 2010

THINKEQUITY LLC

CRD#: 20996

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/16/2021)

IAR

New York
(7/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/3/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/25/2010

General Securities Representative Examination

Current Firm

ACES ADVISORS

ACES ADVISORS | ACES ADVISORS: WEALTH MANAGEMENT | ACES ADVISORS, LLC | ACES ADVISORS LLC

CRD#: 315407 / SEC#:

New Jersey

Registered Investment Advisory firm - (9/16/2021 Approved)

New York

Registered Investment Advisory firm - (7/6/2021 Approved)

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Contact information

Main Address

99 Wall Street Ste 3311, New York, NY 10005

Mailing Address

Phone number

(212) 862-3100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 1,250,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andre W. Jean-pierre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andre W Jean-pierre JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

THINKEQUITY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/2011

Series 63

Date: 6/10/2010

SIE

Date: 10/1/2018

Series 31

Date: 5/3/2012

Series 7

Date: 5/25/2010

Current Firm

ACES ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ACES ADVISORS

TRUST BUT VERIFY

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