Wendy-sue Elliott
Professional summary
Wendy-sue Elliott, who also goes by Wendy Sue Elliott, Wendy-sue Lloyd, is a registered financial professional currently at CHURCHILL STATESIDE SECURITIES, LLC located in Clifton Park, New York and GLOBETECH SECURITIES LLC located in Clifton Park, New York.
Wendy-sue is registered as a RR (Registered Representative) and started their career in finance in 2014. Wendy-sue has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wendy-sue Elliott's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2023 - Present
CHURCHILL STATESIDE SECURITIES, LLC
July 2, 2023 - Present
GLOBETECH SECURITIES LLC
October 6, 2022 - April 7, 2023
PLANET WEALTH SECURITIES, INC.
September 2, 2022 - September 8, 2022
WILDERMUTH SECURITIES, LLC
January 29, 2018 - July 6, 2022
ETICO PARTNERS, LLC
January 13, 2014 - January 8, 2018
DINOSAUR FINANCIAL GROUP, L.L.C
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GLOBETECH SECURITIES LLC
CRD#: 306611 / SEC#: , 8-70531
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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