Gianni A Cavalieri

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years registered in the securities industry

Current & Past Employments

Current

NUVEEN ASSET MANAGEMENT, LLCCurrent·CRD# 155584

RIA

333 West Wacker Drive, Chicago, IL 60606

October 24, 2025 - Present

NUVEEN SECURITIES, LLCCurrent·CRD# 469

BD

801 Brickell Avenue Suite 2310, Miami, FL 33131

December 20, 2024 - Present

Past

MORGAN STANLEY INVESTMENT MANAGEMENT INC.Past·CRD# 110353

RIA

New York, NY

February 10, 2022 - October 29, 2024

EATON VANCE DISTRIBUTORS, INC.Past·CRD# 37731

BD

New York, NY

January 15, 2022 - October 29, 2024

MORGAN STANLEY INVESTMENT MANAGEMENT INC.Past·CRD# 110353

RIA

New York, NY

August 28, 2014 - January 15, 2022

MORGAN STANLEY DISTRIBUTION, INC.Past·CRD# 30344

BD

New York, NY

June 14, 2013 - January 15, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691

RIA

Pennington, NJ

December 9, 2010 - May 28, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691

BD

Pennington, NJ

October 28, 2010 - May 28, 2013

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Current Firm

NA

NUVEEN ASSET MANAGEMENT, LLC

CRD#: 155584 / SEC#: 801-71957

RIA

Registered Investment Advisory firm - SEC (11/24/2010 Approved)

Contact Information

Main Address

333 West Wacker Drive, Chicago, IL 60606

Phone Number

(312) 917-7700

# of Employees

381

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NUVEEN ASSET MANAGEMENT, LLC - FORM ADV PART 2A (3/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

65,258

AUM (Assets Under Management)

$280,484,645,970

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/26/2026	Cover Page	Report
11/21/2025	Cover Page	Report
12/19/2024	Cover Page	Report
12/15/2023	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NA

NUVEEN ASSET MANAGEMENT, LLC

CRD#: 155584 / SEC#: 801-71957

RIA

Registered Investment Advisory firm - SEC (11/24/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(12/20/2024)

RR

Alaska
(12/20/2024)

RR

Arizona
(12/20/2024)

RR

Arkansas
(12/20/2024)

RR

California
(12/20/2024)

RR

Colorado
(12/20/2024)

RR

Connecticut
(12/20/2024)

RR

Delaware
(12/20/2024)

RR

District of Columbia
(12/20/2024)

RR

Florida
(12/20/2024)

RR

Georgia
(12/20/2024)

RR

Hawaii
(12/20/2024)

RR

Idaho
(12/20/2024)

RR

Illinois
(12/20/2024)

IAR

Illinois
(10/24/2025)

RR

Indiana
(12/20/2024)

RR

Iowa
(12/20/2024)

RR

Kansas
(12/20/2024)

RR

Kentucky
(12/20/2024)

RR

Louisiana
(12/20/2024)

RR

Maine
(12/20/2024)

RR

Maryland
(12/20/2024)

RR

Massachusetts
(12/20/2024)

RR

Michigan
(12/20/2024)

RR

Minnesota
(12/20/2024)

RR

Mississippi
(12/20/2024)

RR

Missouri
(12/20/2024)

RR

Montana
(12/20/2024)

RR

Nebraska
(12/20/2024)

RR

Nevada
(12/20/2024)

RR

New Hampshire
(12/20/2024)

RR

New Jersey
(12/20/2024)

RR

New Mexico
(12/20/2024)

RR

New York
(12/20/2024)

RR

North Carolina
(12/20/2024)

RR

North Dakota
(12/20/2024)

RR

Ohio
(12/23/2024)

RR

Oklahoma
(12/20/2024)

RR

Oregon
(12/20/2024)

RR

Pennsylvania
(12/20/2024)

RR

Puerto Rico
(12/20/2024)

RR

Rhode Island
(12/20/2024)

RR

South Carolina
(12/20/2024)

RR

South Dakota
(12/20/2024)

RR

Tennessee
(12/20/2024)

RR

Texas
(12/20/2024)

RR

Utah
(12/20/2024)

RR

Vermont
(12/20/2024)

RR

Virgin Islands
(12/20/2024)

RR

Virginia
(12/20/2024)

RR

Washington
(12/20/2024)

RR

West Virginia
(12/20/2024)

RR

Wisconsin
(12/20/2024)

RR

Wyoming
(12/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.