Brian P. Hynes

OSAIC WEALTH

Burr Ridge, IL 60527

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CRD#: 5790036

Professional summary

Brian Patrick Hynes is a registered financial advisor currently at OSAIC WEALTH, INC. located in Burr Ridge, Illinois.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Brian has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)BRIAN HYNES; NONINV RELATED; 401 S FRONTAGE RD SUITE A BURR RIDGE, IL 60527; TRAD LIFE INS/FIXED ANNUITIES; LIC INS SALESMAN; START 03/20/2010; 5HR/MTH; 5HR/MTH; SALES. 2) MARIST HIGH SCHOOL; 4200 W 115TH ST, CHICAGO IL; HIGH SCHOOL BASKETBALL; ASSISTANT VARSITY BASKETBALL COACH; START 08/01/2007; 80 HRS/MTH, NONE DURING TRADING; COACH. 3) MORIANE VALLEY COLLEGE; NONINVT REL; PALOS HILLS IL; PROFESSOR FINANCE & ACCOUNTING; START 08/01/2006; 12 HRS/MTH NOT DURING TRADING; TEACHER. 4)PARKPLACE HANDCARWASH POSITION: Owner NATURE: I am part of an LLC that owns a carwash INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2007 ADDRESS: 34450 US 45, Grayslake IL 60030, United States DESCRIPTION: I am owner that participates in calls and sometimes has to help fund cash flow 5)THE ANDREW WEISHAR FOUNDATION POSITION: BOARD MEMBER NATURE: CHARITY TO RAISE FUNDS FOR CANCER INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 0 START DATE: 05/01/2013 ADDRESS: 4948 W 145TH ST., MIDLOTHIAN IL 60445 DESCRIPTION: I AM A MEMBER OF THE BOARD OF DIRECTORS. WE MEET A COUPLE TIMES A YEAR, IN THE EVENING, TO DISCUSS DIFFERENT IDEAS FOR FUNDRAISERS. 6) KHS WEALTH AND INSURANCE SERVICES POSITION: partner NATURE: This is an LLC which my partners and i use for marketing name INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2012 ADDRESS: 401 s Frontage Road, Burr Ridge IL 60527; DESCRIPTION: I am partner of the firm. I assist in marketing our firm. 7) HYNES INSURANCE TRUST POSITION: Trustee NATURE: Family insurance trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1996 ADDRESS: 462 shadowcreek drive, Palos Heights IL 60463, United States DESCRIPTION: I am the trustee of our family insurance trust. I pay the premium on a second to die policy for my parents 8) BRIAN HYNES POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/20/2010 ADDRESS: 401 S Frontage Rd, Ste A, Burr Ridge IL 60527, United States DESCRIPTION: Insurance sales of fixed products (Traditional life Insurance and Fixed Annuities). 9) CHICAGO MERCANTILE EXCHANGE POSITION: Member NATURE: I own a membership on The Chicago Board of Trade. I collect rent from individual renting my membership(seat) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1991 ADDRESS: 20 S. Wacker drive, Chicago IL 60606, United States DESCRIPTION: I receive a monthly check of $300 for rent 10) MARIST HIGH SCHOOL POSITION: Head Coach NATURE: I am a coach at a high school INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2021 ADDRESS: 4200 W 115th street, Chicago IL 60655, United States DESCRIPTION: I am the Head basketball coach at Marist High School in Chicago

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Patrick Hynes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Hynes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 401 South Frontage Road Suite A, Burr Ridge, IL 60527

RIA

CRD#: 23131

Burr Ridge, IL

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 401 South Frontage Road Suite A, Burr Ridge, IL 60527

RIA

CRD#: 23131

Burr Ridge, IL

Past

December 9, 2010 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

BURR RIDGE, IL

Past

May 20, 2010 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

BURR RIDGE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/19/2024)

California
(1/19/2024)

Colorado
(1/19/2024)

Florida
(1/19/2024)

IAR

Florida
(1/19/2024)

Georgia
(1/19/2024)

Hawaii
(1/19/2024)

Illinois
(1/19/2024)

IAR

Illinois
(1/19/2024)

Indiana
(1/19/2024)

IAR

Indiana
(1/19/2024)

Iowa
(1/19/2024)

Louisiana
(1/19/2024)

Massachusetts
(1/19/2024)

Michigan
(1/19/2024)

Minnesota
(1/19/2024)

Nebraska
(1/19/2024)

Nevada
(1/19/2024)

New Jersey
(1/19/2024)

New York
(1/19/2024)

North Carolina
(1/19/2024)

Ohio
(1/19/2024)

IAR

Ohio
(1/19/2024)

Oregon
(6/16/2025)

Pennsylvania
(1/19/2024)

IAR

Pennsylvania
(1/19/2024)

South Carolina
(1/19/2024)

IAR

South Carolina
(1/19/2024)

Texas
(1/22/2024)

IAR

Texas
(9/26/2024)

Utah
(1/19/2024)

Virginia
(1/19/2024)

Washington
(1/19/2024)

IAR

Washington
(1/19/2024)

Wisconsin
(1/19/2024)

Wyoming
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/30/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian P. Hynes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Patrick Hynes's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Hynes's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/30/2010

SIE

Date: 10/1/2018

Series 7

Date: 5/19/2010

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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