DC
Daniel B. Cison
MMA SECURITIES LLC
Dallas, TX 75231
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CRD#: 5789846
DC
Professional summary
Daniel Bernard Cison, who also goes by Daniel Cison, is a registered financial advisor currently at MMA SECURITIES LLC located in Dallas, Texas.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Daniel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Cison
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Business Name - ClubCorp; This business is NOT investment-related; Business address - StoneBridge Ranch Country Club: 5901 Glen Oaks Dr, McKinney, TX 75070; Nature of Business - Golf Course / Country Club; My position - Maintenance Staff; Relationship w/ other Business - I work with the maintenance/groundscrew staff on the weekends; Start Date - November 2020; Total # hours/month - 16; Hours/month during securities trading hours - 0; Duties - I mow greens or rake bunkers to prepare the course before tee times are open to golfers. 2 LaundroLab; Non-Investment Related; Haslet, TX 76052; Laundromat Franchise location; 50% Partner; Star Date: 7.31.24l; Devote 50 hours a month and zeros hours during business hours; help get the business location set up, hire employees, get operations, accounting, and other functions/processes established. Long-term will manage this business passively.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Bernard Cison's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Bernard Cison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2021 - Present
MMA SECURITIES LLC
Office #1: 8144 Walnut Hill Lane Floor 15, Dallas, TX 75231RIA
BD
CRD#: 44254
Dallas, TX
Current
August 25, 2021 - Present
MMA SECURITIES LLC
Office #1: 8144 Walnut Hill Lane Floor 15, Dallas, TX 75231RIA
BD
CRD#: 44254
Dallas, TX
Past
December 21, 2017 - November 14, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAINT LOUIS PARK, MN
Past
December 21, 2017 - November 14, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAINT LOUIS PARK, MN
Past
October 2, 2017 - December 1, 2017
MMA SECURITIES LLC
BD
CRD#: 44254
Minneapolis, MN
Past
September 23, 2014 - October 2, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
MINNEAPOLIS, MN
Past
September 23, 2014 - October 2, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
MINNEAPOLIS, MN
Past
January 30, 2013 - September 11, 2014
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
MINNEAPOLIS, MN
Past
November 1, 2012 - January 14, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
EDINA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MMA SECURITIES LLC
COMPASS FINANCIAL PARTNERS | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE
CRD#: 44254 / SEC#: 801-100377, 8-50591
RIA
Registered Investment Advisory firm - SEC (7/7/2015 Approved)Connecticut
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/2/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(8/25/2021)
IAR
Texas(8/25/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MMA SECURITIES LLC
COMPASS FINANCIAL PARTNERS | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE
CRD#: 44254 / SEC#: 801-100377, 8-50591
RIA
Registered Investment Advisory firm - SEC (7/7/2015 Approved)Connecticut
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/2/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1166 Avenue Of The Americas, New York, NY 10036
Mailing Address
1166 Avenue Of The Americas, New York, NY 10036
Phone number
(917) 625-4069
Established
New Jersey since 02/03/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
179
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MMA SECURITIES LLC
CRD#: 44254Dallas, TX 75231TRUST BUT VERIFY
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