SO
Stephen P. O'donnell
O'DONNELL WEALTH MANAGEMENT
Cody, WY 82414
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CRD#: 5789809
SO
Professional summary
Stephen P O'donnell JR is a registered financial advisor currently at O'DONNELL WEALTH MANAGEMENT located in Cody, Wyoming and LPL FINANCIAL LLC located in Cody, Wyoming.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Stephen has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 03/07/2023 - Town of Jackson Police Department - Law Enforcement - Non-inv. Related - Jackson, WY - Reserve Police Officer - Start Date 11/12/2019 - 12hrs/month; 0 Hr During Trading. 2) 03/07/2023 - Stephen O'Donnell Jr. - Notary Public - Inv. Related - Cody, WY - Notary - Start Date 04/05/2020 - 1hr/month During Trading. 3) 03/07/2023 - O'Donnell Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2023 - 160 Hrs/Mo During Trading. 3) 03/30/2023 - O'Donnell Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 01/01/2023 - 160 Hours Per Month/160 Hours During Securities Trading Time Spent 90% 4) 03/30/2023 - O'Donnell Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 01/01/2023 - 160 Hours Per Month/160 Hours During Securities Trading Time Spent 90% - I provide investment advisory services through O'Donnell Wealth Management, an independent investment advisor firm. I started this business activity in 1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen P O'donnell JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2023 - Present
O'DONNELL WEALTH MANAGEMENT
Office #1: 627 Yellowstone Avenue, Cody, WY 82414RIA
CRD#: 323384
Cody, WY
Current
March 27, 2023 - Present
LPL FINANCIAL LLC
Office #1: 627 Yellowstone Avenue, Cody, WY 82414RIA
BD
CRD#: 6413
Cody, WY
Past
July 7, 2010 - December 23, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PORT JERVIS, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Wyoming(3/29/2023)
IAR
Wyoming(3/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/27/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OW
O'DONNELL WEALTH MANAGEMENT
O'DOMHNAILL ENTERPRISES, INC. | O'DONNELL WEALTH MANAGEMENT
CRD#: 323384 / SEC#: 801-134560
California
Registered Investment Advisory firm - (5/9/2023 Approved)Colorado
Registered Investment Advisory firm - (5/7/2024 Approved)Michigan
Registered Investment Advisory firm - (7/29/2024 Approved)Montana
Registered Investment Advisory firm - (4/25/2024 Approved)Texas
Registered Investment Advisory firm - (1/25/2023 Conditional Restricted)Wyoming
Registered Investment Advisory firm - (2/22/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
627 Yellowstone Avenue, Cody, WY 82414
Mailing Address
Phone number
(307) 586-4279
Established
Firm type
Fiscal year end
# of Employees
7
Regulatory assets under management
| Total Number of Accounts | 335 |
| AUM (Assets Under Management) | $ 105,963,891 |
Red Flags
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Company Information
O'DONNELL WEALTH MANAGEMENT
CRD#: 323384Cody, WY 82414TRUST BUT VERIFY
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