Lisa M. Fabrizius

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CRD#: 5789790

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lisa Marie Fabrizius, who also goes by Lisa Marie Shoop, was a registered financial professional .

Lisa is a previously registered financial professional and started their career in finance in 2010. Lisa had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lisa Marie Shoop

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 8/3/2021 - IHT WEALTH MANAGEMENT - DBA: (Hybrid) Mueller Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/12/2021 - 50 Hours Per Month/40 Hours During Securities Trading. 2. 8/3/2021 - IHT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/12/2021 - 45 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through IHT WEALTH MANAGEMENT, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 45 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 8/10/2021 - Mueller Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/12/2021 - 50 Hours Per Month/40 Hours During Securities Trading. 4. 09/08/2021 - Mueller Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 07/12/2021 - 5 Hours Per Month/5 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 17, 2023 - July 11, 2023

PARKVIEW ASSET MANAGEMENT, INC.

RIA

CRD#: 307977

OAKBROOK TERRACE, IL

Past

July 12, 2021 - October 4, 2022

IHT WEALTH MANAGEMENT LLC

RIA

CRD#: 171481

ELGIN, IL

Past

March 11, 2016 - October 20, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

ELGIN, IL

Past

March 11, 2016 - September 30, 2022

LPL FINANCIAL LLC

CRD#: 6413

ELGIN, IL

Past

January 17, 2014 - March 14, 2016

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

SYCAMORE, IL

Past

November 25, 2013 - March 14, 2016

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

SYCAMORE, IL

Past

September 2, 2010 - January 9, 2012

OTR GLOBAL TRADING LLC

CRD#: 138116

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARKVIEW ASSET MANAGEMENT, INC.

PARKVIEW ASSET MANAGEMENT, INC. | WEALTH PLANNING NETWORK

CRD#: 307977 / SEC#: 801-124728

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

Illinois

Registered Investment Advisory firm - (5/2/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/16/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/2010

General Securities Principal Examination

Current Firm

PARKVIEW ASSET MANAGEMENT, INC.

PARKVIEW ASSET MANAGEMENT, INC. | WEALTH PLANNING NETWORK

CRD#: 307977 / SEC#: 801-124728

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

Illinois

Registered Investment Advisory firm - (5/2/2022 Terminated)

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Contact information

Main Address

One Parkview Plaza Suite 117, Oakbrook Terrace, IL 60181

Mailing Address

Phone number

(708) 481-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARKVIEW DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/31/2025)

Regulatory assets under management

Total Number of Accounts	258
AUM (Assets Under Management)	$ 160,508,433

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa M. Fabrizius

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

IHT WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

OTR GLOBAL TRADING LLC

Primary Firm SEC Registration

PARKVIEW ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/16/2014

SIE

Date: 10/1/2018

Series 7

Date: 9/1/2010

Series 24

Date: 10/26/2010

Current Firm

PARKVIEW ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARKVIEW ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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