Robert S. Marks

SUMMIT WEALTH GROUP

SCOTTSDALE, AZ 85260

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CRD#: 5789754

Professional summary

Robert S Marks, CFP®, who also goes by Robert Scott Marks, Scott Marks, Scott Marks, is a registered financial advisor currently at SUMMIT WEALTH GROUP located in Scottsdale, Arizona.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Robert has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Scott Marks | Scott Marks | Scott Marks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed insurance sales, as of 10/24/2016, 0% of time spent during business hours, Conducted at branch; Investment related. 2. Owner, Fore Right, LLC, a private entity established for personal tax purposes; as of 10/01/2020; 100% of time spent during business hours; Conducted at branch; Not Investment related. 3. Co-Owner, Summit Wealth Group, a private entity established to facilitate securities, advisory, and insurance business; as of 10/01/2020; 0% of time spent during business hours; Conducted at branch; Investment related. 4. Owner, Dawn Patrol Reinsurance Company, Inc., a pass through entity for investment advisory/wealth management compensation.; as of 12/15/2021; 0% of time spent during business hours; Conducted at branch location; Investment related. 5. Managing Member & Owner, Dawn Patrol Management, LLC, an entity created for personal tax reasons; as of 12/15/2021; 0% of time spent during business hours; Conducted at branch location; Investment related. 6. Co-owner, Summit Advisor Marketing, LLC; marketing company; Located in Dillon, CO; as of 7/07/2022; 2% of time spent during business hours; Not conducted at branch location; Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert S Marks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

April 16, 2025 - Present

SUMMIT WEALTH GROUP

Office #1: 14500 N Northsight Blvd, Scottsdale, AZ 85260

RIA

CRD#: 335242

SCOTTSDALE, AZ

Past

August 8, 2016 - May 6, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Scottsdale, AZ

Past

August 1, 2016 - May 6, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Scottsdale, AZ

Past

October 30, 2014 - August 3, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHANDLER, AZ

Past

October 17, 2014 - August 3, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHANDLER, AZ

Past

August 18, 2010 - September 14, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SCOTTSDALE, AZ

Past

June 25, 2010 - September 14, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT WEALTH GROUP

SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC

CRD#: 335242 / SEC#: 801-132262

RIA

Registered Investment Advisory firm - (3/27/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/29/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/2014

General Securities Representative Examination

Current Firm

SUMMIT WEALTH GROUP

SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC

CRD#: 335242 / SEC#: 801-132262

RIA

Registered Investment Advisory firm - (3/27/2025 Approved)

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Contact information

Main Address

13710 Struthers Road, Suite 115, Colorado Springs, CO 80921

Mailing Address

Phone number

(719) 633-4033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUMMIT WEALTH GROUP DISCLOSURE BROCHURE (7/21/2025)

Regulatory assets under management

Total Number of Accounts	4,911
AUM (Assets Under Management)	$ 1,353,760,295

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert S. Marks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert S Marks's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

SUMMIT WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 10/29/2014

SIE

Date: 10/1/2018

Series 7

Date: 10/17/2014

Current Firm

SUMMIT WEALTH GROUP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT WEALTH GROUP

TRUST BUT VERIFY

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