Robert S Marks

1. Fixed insurance sales, as of 10/24/2016, 0% of time spent during business hours, Conducted at branch; Investment related. 2. Owner, Fore Right, LLC, a private entity established for personal tax purposes; as of 10/01/2020; 100% of time spent during business hours; Conducted at branch; Not Investment related. 3. Co-Owner, Summit Wealth Group, a private entity established to facilitate securities, advisory, and insurance business; as of 10/01/2020; 0% of time spent during business hours; Conducted at branch; Investment related. 4. Owner, Dawn Patrol Reinsurance Company, Inc., a pass through entity for investment advisory/wealth management compensation.; as of 12/15/2021; 0% of time spent during business hours; Conducted at branch location; Investment related. 5. Managing Member & Owner, Dawn Patrol Management, LLC, an entity created for personal tax reasons; as of 12/15/2021; 0% of time spent during business hours; Conducted at branch location; Investment related. 6. Co-owner, Summit Advisor Marketing, LLC; marketing company; Located in Dillon, CO; as of 7/07/2022; 2% of time spent during business hours; Not conducted at branch location; Not investment related.