CM
Cristian E. Mundy
LIFE LINE WEALTH MANAGEMENT LLC
Beverly Hills, CA 90211
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CRD#: 5789678
CM
Professional summary
Cristian Enrique Mundy, who also goes by Cristian E Gonzalez Mundy, Cristian E Mundy, Cristian E. Mundy, is a registered financial advisor currently at LIFE LINE WEALTH MANAGEMENT LLC located in Beverly Hills, California.
Cristian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Cristian has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cristian E Gonzalez Mundy | Cristian E Mundy | Cristian E. Mundy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entity Name: Rental Income Property Investment related: Y Address: Indio, California 92201 Nature of the other business: Rental Property Position/Title/Relationship: Owner/Partner Start Date: 12/15/2020 Approximate # of hours a month: 2 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Short Term Rental Property ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: HOLLYWOOD RECREATION CENTER POSITION: BASKETBALL COACH START DATE: 1/29/2019 ADDRESS: 1122 Los Angeles, CA DETAILS: COACH KIDS 8-10 YEARS OLD. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 12 HOURS DURING TRADING: 0
CRS (Client Relationship Summary) - RIA
Click below to view Cristian Enrique Mundy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 13, 2023 - Present
LIFE LINE WEALTH MANAGEMENT LLC
Office #1: 8447 Wilshire Boulevard Suite 200, Beverly Hills, CA 90211RIA
CRD#: 171051
Beverly Hills, CA
Past
April 13, 2017 - April 18, 2023
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
BEVERLY HILLS, CA
Past
October 1, 2012 - April 18, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BEVERLY HILLS, CA
Past
June 7, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
BEVERLY HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LL
LIFE LINE WEALTH MANAGEMENT LLC
LIFE LINE WEALTH MANAGEMENT LLC
CRD#: 171051 / SEC#: 801-114579
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)California
Registered Investment Advisory firm - (6/22/2019 Terminated)Illinois
Registered Investment Advisory firm - (5/23/2019 Terminated)Louisiana
Registered Investment Advisory firm - (5/23/2019 Terminated)Texas
Registered Investment Advisory firm - (5/23/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LL
LIFE LINE WEALTH MANAGEMENT LLC
LIFE LINE WEALTH MANAGEMENT LLC
CRD#: 171051 / SEC#: 801-114579
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)California
Registered Investment Advisory firm - (6/22/2019 Terminated)Illinois
Registered Investment Advisory firm - (5/23/2019 Terminated)Louisiana
Registered Investment Advisory firm - (5/23/2019 Terminated)Texas
Registered Investment Advisory firm - (5/23/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8447 Wilshire Boulevard Suite 200, Beverly Hills, CA 90211
Mailing Address
Phone number
(323) 452-9548
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 399 |
| AUM (Assets Under Management) | $ 476,175,821 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/23/2024 | ||
| 09/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
