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Gary R. Preslar

AE WEALTH MANAGEMENT
Charlotte, NC
Some features on this profile are disabled
CRD#: 5789465
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Professional summary


Gary Randall Preslar, who also goes by Gary Preslar, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Charlotte, North Carolina.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Gary has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Gary Preslar

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PRESLAR FINANCIAL GROUP, LLC; 8201 BRYNMAR DRIVE, CHARLOTTE, NC 28270; YES INVESTMENT RELATED; INSURANCE SALES; PRESIDENT / ADVISOR; START DATE 12/2018; APPROX 160 HRS/MONTH; APPROX 160 HRS/ MONTH DURING TRADING; INSURANCE SALES AND SERVICES. (2.) HOMES BY GARY PRESLAR, LLC; 8201 BRYNMAR DRIVE, CHARLOTTE, NC 28270; YES INVESTMENT RELATED; NEW HOME CONSTRUCTION AND REAL ESTATE SALES 7 COMMISSIONS; OWNER; START DATE 10/2001; APPROX 10 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; GENERAL CONSTRUCTION, BIDDING, AND MEETING WITH CUSTOMERS.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Gary Randall Preslar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 7, 2019 - Present

AE WEALTH MANAGEMENT, LLC

RIA
CRD#: 282580
Charlotte, NC
Past

November 6, 2015 - June 20, 2018

ASPIRE PRIVATE CAPITAL

RIA
CRD#: 154116
CORNELIUS, NC
Past

October 2, 2015 - June 12, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA
CRD#: 132070
Cornelius, NC
Past

July 21, 2014 - October 28, 2015

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
MATTHEWS, NC
Past

July 21, 2014 - October 28, 2015

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
MATTHEWS, NC
Past

March 20, 2012 - July 23, 2014

FORESTERS EQUITY SERVICES, INC.

RIA
CRD#: 18464
CHARLOTTE, NC
Past

March 20, 2012 - July 23, 2014

FORESTERS EQUITY SERVICES, INC.

BD
CRD#: 18464
SAN DIEGO, CA
Past

August 4, 2010 - November 30, 2011

EQUITY SERVICES, INC.

RIA
CRD#: 265
CHARLOTTE, NC
Past

June 9, 2010 - November 30, 2011

EQUITY SERVICES, INC.

BD
CRD#: 265
CHARLOTTE, NC

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA
Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(1/7/2019)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/3/2010
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA
Registered Investment Advisory firm - (2/17/2016 Approved)
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Contact information


Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602

SEC notice filing (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

Regulatory assets under management


Total Number of Accounts111,059
AUM (Assets Under Management)$ 37,525,706,084

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AE WEALTH MANAGEMENT, LLC

CRD#: 282580Charlotte, NC

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