Burton L. Relethford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Burton L Relethford, CFP®, who also goes by Burton L Relethford, Burton Lee Relethford, Burton Relethford, was a registered financial professional .
Burton is a previously registered financial professional and started their career in finance in 2010. Burton had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2022 - February 11, 2026
J.P. MORGAN SECURITIES LLC
July 8, 2022 - February 11, 2026
J.P. MORGAN SECURITIES LLC
January 20, 2021 - December 23, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 19, 2021 - December 22, 2021
FIDELITY BROKERAGE SERVICES LLC
February 27, 2018 - December 31, 2020
TD AMERITRADE, INC.
February 26, 2018 - January 11, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - December 31, 2020
TD AMERITRADE, INC.
March 6, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
March 3, 2017 - February 26, 2018
SCOTTRADE, INC.
December 12, 2014 - March 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 12, 2014 - March 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 12, 2013 - December 3, 2014
MML INVESTORS SERVICES, LLC
August 10, 2011 - December 3, 2014
MML INVESTORS SERVICES, LLC
May 24, 2010 - August 2, 2011
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLAVITA, MOLLIE | ELECTED MANAGER | 1875615 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 393 |
| Civil Event | 9 |
| Arbitration | 144 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
