Marc Campbell
Professional summary
Marc Campbell, CFP®, who also goes by Marc David Campbell, is a registered financial advisor currently at FIVE OCEANS ADVISORS located in Santa Monica, California.
Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Marc has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marc Campbell's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
April 23, 2020 - Present
FIVE OCEANS ADVISORS
March 3, 2014 - June 24, 2020
TCI WEALTH ADVISORS, INC.
June 9, 2010 - November 29, 2013
DFA SECURITIES LLC
Primary Firm SEC Registration
FIVE OCEANS ADVISORS
CRD#: 308377 / SEC#: 801-118502
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/23/2020)
Exams
Current Firm
FIVE OCEANS ADVISORS
CRD#: 308377 / SEC#: 801-118502
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 532 |
| AUM (Assets Under Management) | $ 408,116,922 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 12/11/2024 | ||
| 01/30/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
