Kaytie A. Salzman

J. W. COLE ADVISORS

Portland, OR

Some features on this profile are disabled

CRD#: 5789252

Professional summary

Kaytie Anne Cunningham Salzman, who also goes by Kaytie Anne Cunningham, Kaytie Cunningham, Kaytie Anne Salzman, Kaytie Salzman, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Portland, Oregon and J.W. COLE FINANCIAL, INC. located in Tampa, Florida.

Kaytie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Kaytie has worked at 19 firms and has passed the Series 66, Series 63, Series 82TO, Series 99TO, SIE, Series 7, Series 6, Series 4, Series 24 and Series 9 exams.

Aliases

Kaytie Anne Cunningham | Kaytie Cunningham | Kaytie Anne Salzman | Kaytie Salzman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaytie Anne Cunningham Salzman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2026 - Present

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Portland, OR

Current

August 10, 2026 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

CRD#: 124583

TAMPA, FL

Past

February 17, 2026 - July 1, 2026

BCG SECURITIES, INC.

RIA

CRD#: 70

PORTLAND, OR

Past

February 13, 2026 - July 1, 2026

HORACE MANN INVESTORS, INC.

RIA

CRD#: 11643

PORTLAND, OR

Past

February 13, 2026 - July 1, 2026

HORACE MANN INVESTORS, INC.

CRD#: 11643

SPRINGFIELD, IL

Past

February 13, 2026 - July 1, 2026

BCG SECURITIES, INC.

CRD#: 70

CHERRY HILL, NJ

Past

July 15, 2025 - January 2, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

Portland, OR

Past

July 15, 2025 - January 2, 2026

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

May 8, 2023 - July 14, 2025

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

Portland, OR

Past

May 8, 2023 - July 14, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

PASADENA, CA

Past

May 8, 2023 - July 14, 2025

SORRENTO PACIFIC FINANCIAL, LLC

CRD#: 127787

SAN DIEGO, CA

Past

May 8, 2023 - July 14, 2025

SCF SECURITIES, INC.

CRD#: 47275

SAN DIEGO, CA

Past

May 8, 2023 - July 14, 2025

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

May 8, 2023 - July 14, 2025

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Past

May 8, 2023 - July 14, 2025

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

February 7, 2022 - February 7, 2022

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Portland, OR

Past

October 8, 2021 - February 7, 2022

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

June 20, 2018 - February 3, 2021

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

PORTLAND, OR

Past

June 20, 2018 - February 3, 2021

M HOLDINGS SECURITIES, INC.

CRD#: 43285

PORTLAND, OR

Past

May 3, 2016 - June 22, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

PORTLAND, OR

Past

May 3, 2016 - June 22, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Portland, OR

Past

April 21, 2016 - June 22, 2018

TD AMERITRADE, INC.

CRD#: 7870

PORTLAND, OR

Past

March 3, 2014 - April 7, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PORTLAND, OR

Past

March 1, 2013 - September 6, 2013

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

BEAVERTON, OR

Past

January 9, 2012 - October 16, 2012

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

SALEM, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/10/2026)

IAR

Florida
(8/13/2026)

Oregon
(8/10/2026)

IAR

Oregon
(8/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/27/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/10/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 5/8/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/7/2012

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/13/2020

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/2018

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 12/10/2015

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

Phone number

(813) 935-6776

Established

Firm type

Fiscal year end

# of Employees

512

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)

JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	29,614
AUM (Assets Under Management)	$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kaytie A. Salzman

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaytie Anne Cunningham Salzman's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

BCG SECURITIES, INC.

HORACE MANN INVESTORS, INC.

HORACE MANN INVESTORS, INC.

BCG SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUSO FINANCIAL SERVICES, L.P.

WESTERN INTERNATIONAL SECURITIES, INC.

SORRENTO PACIFIC FINANCIAL, LLC

SCF SECURITIES, INC.

NEXT FINANCIAL GROUP, INC.

CUSO FINANCIAL SERVICES, L.P.

CADARET, GRANT & CO., INC.

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

FIDELITY BROKERAGE SERVICES LLC

FORESTERS FINANCIAL SERVICES, INC.

COUNTRY CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

J. W. COLE ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/27/2015

Series 63

Date: 1/10/2012

Series 82TO

Date: 5/8/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/3/2014

Series 6

Date: 1/7/2012

Series 4

Date: 3/13/2020

Series 24

Date: 10/26/2018

Series 9

Date: 12/10/2015

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. W. COLE ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors