Lori A. Coponi
Professional summary
Lori Ann Coponi, who also goes by Lori Ann Kranz, is a registered financial professional currently at CHELSEA FINANCIAL SERVICES located in Staten Island, New York.
Lori is registered as a RR (Registered Representative) and started their career in finance in 2011. Lori has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori Ann Coponi's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2015 - Present
CHELSEA FINANCIAL SERVICES
Office #1: 242 Main Street, Staten Island, NY 10307February 26, 2013 - June 30, 2015
REGAL SECURITIES, INC.
July 1, 2011 - April 9, 2013
LANDMARK INVESTMENT GROUP, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2015)
(6/16/2015)
(6/16/2015)
(6/16/2015)
Exams
FINRA
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CHELSEA FINANCIAL SERVICES
CRD#: 47770Staten Island, NY 10307TRUST BUT VERIFY
Monitor Lori Coponi
Get automatic monthly alerts on:
