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BM

Brendan P. Miles

STARTENGINE PRIMARY
Burbank, CA 91505
Some features on this profile are disabled
CRD#: 5788596
BM

Professional summary

Brendan Philip Miles, who also goes by Brendan P Miles, Brendan Miles, is a registered financial professional currently at STARTENGINE PRIMARY LLC located in Burbank, California.

Brendan is registered as a RR (Registered Representative) and started their career in finance in 2010. Brendan has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brendan P Miles | Brendan Miles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brendan Philip Miles's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 19, 2026 - Present

STARTENGINE PRIMARY LLC

Office #1: 4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505
BD
CRD#: 291773
Burbank, CA
Past

June 23, 2023 - March 24, 2026

MASTERWORKS ADVISERS, LLC

RIA
CRD#: 324239
NEW YORK, NY
Past

November 29, 2021 - June 29, 2023

ARETE WEALTH ADVISORS, LLC

RIA
CRD#: 145488
New York, NY
Past

November 29, 2021 - December 31, 2022

ARETE WEALTH MANAGEMENT, LLC

BD
CRD#: 44856
New York, NY
Past

November 14, 2016 - December 8, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
NEW YORK, NY
Past

November 10, 2016 - December 8, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
NEW YORK, NY
Past

April 13, 2016 - August 22, 2016

TD AMERITRADE, INC.

RIA
CRD#: 7870
New York, NY
Past

April 13, 2016 - August 22, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
New York, NY
Past

April 12, 2016 - August 22, 2016

TD AMERITRADE, INC.

BD
CRD#: 7870
New York, NY
Past

December 23, 2013 - March 15, 2016

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
NEW YORK, NY
Past

December 20, 2013 - March 15, 2016

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

October 3, 2012 - December 6, 2013

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
NEW YORK, NY
Past

October 1, 2012 - December 6, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

June 4, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(3/20/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/21/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/18/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/16/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/3/2010
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SP
STARTENGINE PRIMARY LLC
STARTENGINE PRIMARY LLC

CRD#: 291773 / SEC#: , 8-70060

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
PREMIUM
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Contact information

Main Address
4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505
Mailing Address
4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505
Phone number
(800) 469-5785
Established
Delaware since 10/12/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STARTENGINE CROWDFUNDING INC.SOLE SHAREHOLDER
MARKS, HOWARD EDWARDCEO6617096
REYES, JONATHAN ALEXANDERCCO6654501
STRASSMAN, HUNTER DALLASFINOP6867203

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STARTENGINE PRIMARY LLC

CRD#: 291773Burbank, CA 91505

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