Brendan P. Miles

MASTERWORKS ADVISERS

NEW YORK, NY 10007

Some features on this profile are disabled

CRD#: 5788596

Professional summary

Brendan Philip Miles, who also goes by Brendan P Miles, Brendan Miles, is a registered financial advisor currently at MASTERWORKS ADVISERS, LLC located in New York, New York.

Brendan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Brendan has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brendan P Miles | Brendan Miles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business: Masterworks, LLC whether the business is investment-related: Yes the address of the other business: 1 World Trade Center, Floor 57, New York, NY, 10007 the nature of the other business: Alternative investment platform your position: employee title, or relationship with the other business: Masterworks Platform Associate the start date of your relationship: September 2023 the approximate number of hours/month you devote to the other business: 5 hours per week the number of hours you devote to the other business during securities trading hours: 5 hours per week and briefly describe your duties relating to the other business: perform defined administrative functions for the Masterworks Platform

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan Philip Miles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2023 - Present

MASTERWORKS ADVISERS, LLC

Office #1: 1 World Trade 57th Floor, New York, NY 10007

RIA

CRD#: 324239

NEW YORK, NY

Past

November 29, 2021 - June 29, 2023

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

New York, NY

Past

November 29, 2021 - December 31, 2022

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

New York, NY

Past

November 14, 2016 - December 8, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NEW YORK, NY

Past

November 10, 2016 - December 8, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NEW YORK, NY

Past

April 13, 2016 - August 22, 2016

TD AMERITRADE, INC.

RIA

CRD#: 7870

New York, NY

Past

April 13, 2016 - August 22, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

New York, NY

Past

April 12, 2016 - August 22, 2016

TD AMERITRADE, INC.

CRD#: 7870

New York, NY

Past

December 23, 2013 - March 15, 2016

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

NEW YORK, NY

Past

December 20, 2013 - March 15, 2016

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK, NY

Past

October 3, 2012 - December 6, 2013

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NEW YORK, NY

Past

October 1, 2012 - December 6, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

June 4, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASTERWORKS ADVISERS, LLC

CRD#: 324239 / SEC#: 801-127158

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/23/2023)

IAR

Texas
(6/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/18/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/3/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MASTERWORKS ADVISERS, LLC

CRD#: 324239 / SEC#: 801-127158

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1 World Trade 57th Floor, New York, NY 10007

Mailing Address

Phone number

(203) 518-5172

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MASTERWORKS ADVISERS FORM ADV PART 2A SEPTEMBER 19,2025 (9/19/2025)

Regulatory assets under management

Total Number of Accounts	625
AUM (Assets Under Management)	$ 1,983,059

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brendan P. Miles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan Philip Miles's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

MASTERWORKS ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2012

Series 63

Date: 6/18/2010

SIE

Date: 10/1/2018

Series 7

Date: 2/16/2012

Series 6

Date: 6/3/2010

Current Firm

MASTERWORKS ADVISERS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MASTERWORKS ADVISERS, LLC

TRUST BUT VERIFY

Similar Advisors