Tiffany A. Magri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tiffany Ann Magri, who also goes by Tiffany Ann Duncan, was a registered financial professional .
Tiffany is a previously registered financial professional and started their career in finance in 2010. Tiffany had worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 6, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - December 20, 2021
FRANKLIN DISTRIBUTORS, LLC
May 15, 2020 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
August 25, 2010 - July 31, 2018
MANNING & NAPIER INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/20/2022
General Securities Representative ExaminationSeries 6TO
Date: 12/20/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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