David S. Spack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David S Spack was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2010. David had worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 79, Series 55, Series 7, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2018 - April 11, 2019
INVESTIFI SECURITIES LLC
May 20, 2014 - February 13, 2017
FUNDING CIRCLE SECURITIES LLC
February 26, 2013 - January 5, 2015
CASEY SECURITIES LLC
October 18, 2012 - April 3, 2014
MISSION CAPITAL LLC
September 12, 2012 - January 5, 2015
NEW ALBION PARTNERS LLC
September 12, 2012 - January 5, 2015
FCF SECURITIES AND DERIVATIVES LLC
December 21, 2011 - August 24, 2012
UBS SECURITIES LLC
July 20, 2010 - December 5, 2011
MF GLOBAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/25/2011
Limited Representative-Equity Trader ExamCurrent Firm
INVESTIFI SECURITIES LLC
CRD#: 289604 / SEC#: , 8-70002
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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