KB
Kent Banner
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
BLACKFOOT, ID 83221
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CRD#: 5788476
KB
Professional summary
Kent Banner is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Blackfoot, Idaho.
Kent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Kent has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Managed Wealth Financial | Marketing | co-brand company | yes - investment related | 03/2018 | Blackfoot ID Wealthwave | Marketing | yes investment related | 3/2020 | Blackfoot, ID | co-brand company LSPN Pro LLC | referring associate | Provide bundled professional services with emphasis on estate planning services | not investment related | 8/2023 | Lindon, UT Legacy Shield / 0321-Present / Investment Related: No / 100 Executive Way, 105 Ponte Vedra, FL 32082/ Referral Agent / Estate Planning / Hrs Work Monthly: 4 / Sec Trading Hrs: 0 / I will refer clients and prospective clients that need help with their estate plans to this OBA Kent Banner - Book Sales / 032020-Present / Investment Related: No / 423 N 150 W Blackfoot, ID 83221/Self Employed /Book Sales/ Hrs Work Monthly: 5 / Sec Trading Hrs: 1 / I will sell the How Money Works book to fair goers at our Wealth Wave Booth at the Spring Fair in Pocatello, Idaho and at the Eastern Fair in Blackfoot, Idaho. Heartland Institute of Financial Education / 1119-Present / Investment Related: No /8301 East Prentice Ave. Ste. 312 Greenwood Village, CO 80111 / Financial Educator / Market financial education services to companies for their employees and conduct financial education workshops for their employees / Hrs Work Monthly: 5 / Sec Trading Hrs: 0 / Promote financial education for company employees and conduct financial workshops for them. Netlaw; Investment Related/No; 12910 Shelbyville Rd Suite 124 Louisville, KY 40243; 06/2019; Referrer; Monthly hours 2; hours during securities trading 0; I would refer clients to this OBA that have a need for estate planning, such as wills and trusts Kent Banner Accounting Services/ 0118-present/ Investment Related: No/423 N. 150 W Blackfoot, ID 83221/ Accountant/ Accounting services such as reviewing their books and records and advising them on how to keep track of their records and improve. / Hrs Work Monthly: 2 / Sec Trading Hrs: 0 / these services, if provided, will be infrequent. I will not advertise or actively seek work for this OBA. Hobbs Holding LLC/0105-Present/ Investment Related: No/423 N. 150 W Blackfoot, ID 83221/ Member/Real Estate Holding company/Hrs Work Monthly: 0 / Sec Trading Hrs: 0 /I have a vote on decisions related to this OBA. I help manage the operations of this OBA. BANNER PROPERTIES LLC / INVESTMENT PROPERTIES: NO / 423 N 150 W, BLACKFOOT ID 83221 / RENTAL PROPERTY - OWNER OF THE PROPERTY, MANAGE OPERATIONS WITH INDEPENDENT PROPERTY MANAGEMENT COMPANY; RECEIVE K-1 FOR TAX PURPOSES; NEW LEASE, MAINTENANCE, AND COLLECTING RENTS / APPROVED WITH RESTRICTIONS LSPN PRO LLC POSITION: Referring Associate NATURE: Provide bundled professional services with emphasis on estate planning services. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/14/2023 ADDRESS: 100 N. State Street, Lindon UT 84042, United States DESCRIPTION: When I have have customers or prospective customer who need to create and estate plan, I will refer them to LSPN PRO LLC and their website. LSPN PRO LLC has online estate planning software and attorneys that will help these people develop their estate plan.
CRS (Client Relationship Summary) - RIA
Click below to view Kent Banner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kent Banner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 745 W. Bridge Street Suite G, Blackfoot, ID 83221RIA
BD
CRD#: 16164
BLACKFOOT, ID
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 745 W. Bridge Street Suite G, Blackfoot, ID 83221RIA
BD
CRD#: 16164
BLACKFOOT, ID
Past
August 19, 2010 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
IDAHO FALLS, ID
Past
May 26, 2010 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
IDAHO FALLS, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/19/2017)
RR
Idaho(1/6/2012)
IAR
Idaho(1/6/2012)
RR
Oregon(3/21/2023)
RR
Utah(1/6/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Blackfoot, ID 83221TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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