Jeffrey Allyn Jorgensen
Professional Summary
Jeffrey Allyn Jorgensen, who also goes by Jeffrey Jorgensen, is a registered financial advisor currently at CAP SIX ADVISORS located in Houston, Texas. Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jeffrey has worked at 3 firms and has passed the Series 65, Series 63 and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeffrey Jorgensen
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
CAP SIX ADVISORS | CAP SIX ADVISORS LLC
Contact Information
Main Address
1919 Decatur Street, Houston, TX 77007-7636Mailing Address
1929 Sunset Blvd., Houston, TX 77005-1648Phone Number
(281) 671-7982# of Employees
5SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
128AUM (Assets Under Management)
$340,816,273Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CAP SIX ADVISORS | CAP SIX ADVISORS LLC
State Registrations and Notice Filings
(6/16/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Sep 2010About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Allyn Jorgensen's CRS (Customer Relationship Summary).
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