Jeffrey A. Jorgensen

CAP SIX ADVISORS

Houston, TX 77007-7636

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CRD#: 5788307

Professional summary

Jeffrey Allyn Jorgensen, who also goes by Jeffrey Jorgensen, is a registered financial advisor currently at CAP SIX ADVISORS located in Houston, Texas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jeffrey has worked at 3 firms and has passed the Series 65, Series 63 and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Jorgensen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Allyn Jorgensen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2023 - Present

CAP SIX ADVISORS

Office #1: 1919 Decatur Street, Houston, TX 77007-7636

RIA

CRD#: 325164

Houston, TX

Past

November 28, 2011 - March 12, 2014

UBS SECURITIES LLC

CRD#: 7654

HOUSTON, TX

Past

September 6, 2010 - May 9, 2011

MORGAN STANLEY & CO. LLC

CRD#: 8209

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAP SIX ADVISORS

CAP SIX ADVISORS | CAP SIX ADVISORS LLC

CRD#: 325164 / SEC#: 801-131815

RIA

Registered Investment Advisory firm - (1/13/2025 Approved)

Texas

Registered Investment Advisory firm - (6/15/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/3/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79

Date: 9/3/2010

Investment Banking Registered Representative Examination

Current Firm

CAP SIX ADVISORS

CAP SIX ADVISORS | CAP SIX ADVISORS LLC

CRD#: 325164 / SEC#: 801-131815

RIA

Registered Investment Advisory firm - (1/13/2025 Approved)

Texas

Registered Investment Advisory firm - (6/15/2023 Approved)

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Contact information

Main Address

1919 Decatur Street, Houston, TX 77007-7636

Mailing Address

1929 Sunset Blvd., Houston, TX 77005-1648

Phone number

(281) 671-7982

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A (10/20/2025)

ADV2B (10/20/2025)

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 268,173,835

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey A. Jorgensen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Allyn Jorgensen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAP SIX ADVISORS

UBS SECURITIES LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

CAP SIX ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/3/2023

Series 63

Date: 2/21/2012

Series 79

Date: 9/3/2010

Current Firm

CAP SIX ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAP SIX ADVISORS

TRUST BUT VERIFY

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