Jessica Ng
Professional summary
Jessica Ng, who also goes by Jessica Ng-hayton, is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC .
Jessica is registered as a RR (Registered Representative) and started their career in finance in 2010. Jessica has worked at 1 firm and has passed the Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jessica Ng's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2026 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Bloor Street East, Toronto, Ontario, M4W 1E5September 21, 2017 - December 7, 2021
JOHN HANCOCK DISTRIBUTORS LLC
February 23, 2016 - June 19, 2017
JOHN HANCOCK DISTRIBUTORS LLC
July 13, 2010 - September 9, 2015
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/10/2022
General Securities Representative ExaminationSeries 6TO
Date: 10/10/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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