Niyanta Arora
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Niyanta Arora was a registered financial professional .
Niyanta is a previously registered financial professional and started their career in finance in 2010. Niyanta had worked at 5 firms and has passed the Series 63, Series 7TO, Series 3, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2024 - August 28, 2024
MARKET SECURITIES, LLC
April 1, 2021 - April 28, 2021
OTCEX, LLC
May 14, 2018 - October 24, 2019
UBS SECURITIES LLC
July 11, 2017 - May 9, 2018
CITIGROUP GLOBAL MARKETS INC.
June 17, 2010 - July 12, 2017
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 4/23/2024
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/10/2010
Limited Representative-Equity Trader ExamCurrent Firm
MARKET SECURITIES, LLC
CRD#: 283701 / SEC#: , 8-69765
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
