James B. Pearson

LEONARD INVESTMENT ADVISORS

Oklahoma City, OK 73118

Some features on this profile are disabled

CRD#: 5787679

Professional summary

James Bryan Pearson is a registered financial advisor currently at LEONARD INVESTMENT ADVISORS INC. located in Oklahoma City, Oklahoma.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Bryan Pearson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2019 - Present

LEONARD INVESTMENT ADVISORS INC.

Office #1: 1900 Nw Expressway Suite 1450, Oklahoma City, OK 73118Office #2: 1900 N W Expressway Suite 1450, Oklahoma City, OK 73118-1812

RIA

CRD#: 116712

Oklahoma City, OK

Past

August 21, 2018 - June 15, 2020

B.B. GRAHAM & COMPANY, INC.

CRD#: 41533

Oklahoma City, OK

Past

August 18, 2014 - June 13, 2017

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

ARDMORE, OK

Past

August 18, 2014 - June 13, 2017

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

ARDMORE, OK

Past

November 25, 2013 - August 7, 2014

BOK FINANCIAL SECURITIES, INC.

RIA

CRD#: 17530

OKLAHOMA CITY, OK

Past

November 18, 2013 - August 7, 2014

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

OKLAHOMA CITY, OK

Past

September 23, 2010 - August 29, 2011

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

OKLAHOMA CITY, OK

Past

June 4, 2010 - August 29, 2011

ARVEST WEALTH MANAGEMENT

CRD#: 42057

OKLAHOMA CITY, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(3/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/8/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/2010

General Securities Representative Examination

Current Firm

LEONARD INVESTMENT ADVISORS INC.

CRD#: 116712 / SEC#:

Arkansas

Registered Investment Advisory firm - (12/1/2015 Terminated)

New York

Registered Investment Advisory firm - (11/19/2003 Cancelled)

Oklahoma

Registered Investment Advisory firm - (5/1/2000 Approved)

Texas

Registered Investment Advisory firm - (6/30/2005 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1900 N W Expressway Suite 1450, Oklahoma City, OK 73118-1812

Mailing Address

Phone number

(405) 879-0166

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 84,509,202

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Brian Mckinney

WILLIAMS ASSET MANAGEMENT

IAR

COLUMBIA, MD

Kristina Zelenski

PFS INVESTMENTS INC.

CRESTLINE, CA

Matthew Dollinger

EDWARD JONES

IAR

JOLIET, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James B. Pearson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Bryan Pearson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEONARD INVESTMENT ADVISORS INC.

B.B. GRAHAM & COMPANY, INC.

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL SECURITIES, INC.

ARVEST WEALTH MANAGEMENT

ARVEST WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2010

Series 7TO

Date: 12/8/2022

SIE

Date: 10/1/2018

Series 7

Date: 6/3/2010

Current Firm

LEONARD INVESTMENT ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEONARD INVESTMENT ADVISORS INC.

TRUST BUT VERIFY

Similar Advisors