Benjamin T. Newell

MILLER FINANCIAL GROUP

PORTLAND, OR 97223

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CRD#: 5787124

Professional summary

Benjamin Todd Newell, who also goes by Ben Todd Newell, is a registered financial advisor currently at MILLER FINANCIAL GROUP, LLC located in Portland, Oregon.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Benjamin has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben Todd Newell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Todd Newell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2012 - Present

MILLER FINANCIAL GROUP, LLC

Office #1: 9115 Sw Oleson Rd Suite 200, Portland, OR 97223

RIA

CRD#: 139249

PORTLAND, OR

Past

June 28, 2010 - December 23, 2011

EDWARD JONES

RIA

CRD#: 250

TIGARD, OR

Past

June 14, 2010 - December 23, 2011

EDWARD JONES

CRD#: 250

TIGARD, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(3/30/2012)

IAR

Texas
(3/17/2022)

IAR

Washington
(3/30/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/11/2010

General Securities Representative Examination

Current Firm

MILLER FINANCIAL GROUP, LLC

MILLER FINANCIAL GROUP | MILLER, BRUCE W. | MILLER FINANCIAL GROUP, LLC | MILLER FINANCIAL GROUP LLC

CRD#: 139249 / SEC#: 801-66094

RIA

Registered Investment Advisory firm - (10/11/2012 Terminated)

Oregon

Registered Investment Advisory firm - (5/3/2012 Approved)

Texas

Registered Investment Advisory firm - (3/17/2022 Conditional Restricted)

Washington

Registered Investment Advisory firm - (10/10/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9115 Sw Oleson Rd Suite 200, Portland, OR 97223

Mailing Address

Phone number

(503) 808-9404

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	460
AUM (Assets Under Management)	$ 73,523,808

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin T. Newell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Todd Newell's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLER FINANCIAL GROUP, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2010

Series 7

Date: 6/11/2010

Current Firm

MILLER FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MILLER FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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