Jose L. Zepeda
Professional summary
Jose Luis Zepeda, who also goes by Jose Luis Barragan, is a registered financial professional currently at APEX CLEARING CORPORATION located in Dallas, Texas and APEX FINTECH BROKERAGE SERVICES located in Dallas, Texas.
Jose is registered as a RR (Registered Representative) and started their career in finance in 2010. Jose has worked at 12 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose Luis Zepeda's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2025 - Present
APEX CLEARING CORPORATION
Office #1: 350 N. St. Paul Street Suite 1300, Dallas, TX 75201April 15, 2025 - Present
APEX FINTECH BROKERAGE SERVICES
Office #1: 350 N. St. Paul Street Suite 1300, Dallas, TX 75201October 25, 2019 - April 7, 2025
AVANTAX ADVISORY SERVICES
October 25, 2019 - April 7, 2025
AVANTAX INVESTMENT SERVICES, INC.
January 22, 2015 - October 25, 2019
1ST GLOBAL ADVISORS INC
January 22, 2015 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
August 5, 2013 - January 6, 2015
USAA FINANCIAL PLANNING SERVICES
August 5, 2013 - January 6, 2015
USAA FINANCIAL ADVISORS, INC.
October 4, 2012 - July 8, 2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 11, 2011 - September 11, 2012
STRATEGIC ADVISERS LLC
October 17, 2011 - September 7, 2012
FIDELITY BROKERAGE SERVICES LLC
June 7, 2010 - August 25, 2011
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2025)
Exams
Series 57TO
Date: 10/13/2025
Securities Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
APEX FINTECH BROKERAGE SERVICES
CRD#: 305818 / SEC#: , 8-70414
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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Company Information
APEX FINTECH BROKERAGE SERVICES
CRD#: 305818Dallas, TX 75201TRUST BUT VERIFY
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