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SH

Seth W. Hickle

MINDSET WEALTH MANAGEMENT
INDIANAPOLIS, IN 46250
Some features on this profile are disabled
CRD#: 5786760
SH

Professional summary

Seth William Webb Hickle, who also goes by Seth Hickle, is a registered financial advisor currently at MINDSET WEALTH MANAGEMENT, LLC located in Indianapolis, Indiana and MINDSET ASSET MANAGEMENT, LLC located in Indianapolis, Indiana.

Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Seth has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3, Series 4, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Seth Hickle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth William Webb Hickle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2024 - Present

MINDSET WEALTH MANAGEMENT, LLC

Office #1: 8275 Allison Pointe Trail Suite 230, Indianapolis, IN 46250
RIA
CRD#: 330384
INDIANAPOLIS, IN
Current

October 23, 2025 - Present

MINDSET ASSET MANAGEMENT, LLC

Office #1: 8275 Allison Pointe Trail Suite 230, Indianapolis, IN 46250
RIA
CRD#: 338530
INDIANAPOLIS, IN
Past

March 27, 2024 - March 27, 2024

MINDSET WEALTH MANAGEMENT, LLC

RIA
CRD#: 330384
INDIANAPOLIS, IN
Past

November 30, 2016 - March 27, 2024

SHEAFF BROCK INVESTMENT ADVISORS, LLC

RIA
CRD#: 118739
INDIANAPOLIS, IN
Past

June 4, 2015 - December 6, 2016

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
INDIANAPOLIS, IN
Past

October 3, 2014 - December 8, 2016

OPTIONSXPRESS, INC.

BD
CRD#: 103849
INDIANAPOLIS, IN
Past

July 20, 2010 - December 6, 2016

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MINDSET WEALTH MANAGEMENT, LLC
MINDSET WEALTH MANAGEMENT, LLC

CRD#: 330384 / SEC#: 801-129731

RIA
Registered Investment Advisory firm - (3/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(4/2/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/3/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/23/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/8/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 7/28/2009
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/7/2016
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/17/2014
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/19/2014
General Securities Sales Supervisor - Options Module Examination

Current Firm

MW
MINDSET WEALTH MANAGEMENT, LLC
MINDSET WEALTH MANAGEMENT, LLC

CRD#: 330384 / SEC#: 801-129731

RIA
Registered Investment Advisory firm - (3/26/2024 Approved)
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Contact information

Main Address
8275 Allison Pointe Trail Suite 230, Indianapolis, IN 46250
Mailing Address
Phone number
(317) 348-4655
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MINDSET WEALTH MANAGEMENT, LLC - ADV PART 2A DISCLOSURE BROCHURE (11/26/2025)

Regulatory assets under management

Total Number of Accounts212
AUM (Assets Under Management)$ 323,391,492

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MINDSET WEALTH MANAGEMENT, LLC

CRD#: 330384Indianapolis, IN 46250

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