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Adam Michael Sutton

CRD# 5786194·Registered 2010 - 2021
Previously Registered: Being a previously registered professional could mean that Adam is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Adam Michael Sutton, who also goes by Adam M Sutton, was a registered financial advisor. Adam was a previously registered financial professional and started their career in finance 2010 - 2021. Adam had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adam M Sutton

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

CORNERSTONE WEALTH PARTNERS·CRD# 299193
RIA
Fort Wayne, IN
April 6, 2021 - December 31, 2021
CORNERSTONE WEALTH PARTNERS·CRD# 299193
RIA
Fort Wayne, IN
February 6, 2019 - December 31, 2020
CORNERSTONE WEALTH PARTNERS·CRD# 299193
RIA
Fort Wayne, IN
October 23, 2018 - December 31, 2018
SECURE INVESTMENT MANAGEMENT, LLC·CRD# 141195
RIA
Fort Wayne, IN
August 12, 2016 - June 25, 2018
FORESTERS EQUITY SERVICES, INC.·CRD# 18464
RIA
Fort Wayne, IN
November 4, 2014 - August 3, 2016
FORESTERS EQUITY SERVICES, INC.·CRD# 18464
BD
San Diego, CA
November 4, 2014 - August 3, 2016
SII INVESTMENTS, INC.·CRD# 2225
RIA
Fort Wayne, IN
January 13, 2011 - March 21, 2014
SII INVESTMENTS, INC.·CRD# 2225
BD
Fort Wayne, IN
January 13, 2011 - March 21, 2014
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
New Haven, IN
August 18, 2010 - January 19, 2011
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
New Haven, IN
July 23, 2010 - January 19, 2011

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Current Firm

CW
CORNERSTONE WEALTH PARTNERS

CORNERSTONE WEALTH PARTNERS | CORNERSTONE WEALTH PARTNERS LLC

CRD#: 299193

Contact Information

Main Address

2841 E Dupont Rd Ste B, Fort Wayne, IN 46825

Phone Number

(260) 440-8125

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

48

AUM (Assets Under Management)

$2,844,034

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2010About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2010About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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