Adam M. Sutton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Michael Sutton, who also goes by Adam M Sutton, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2010. Adam had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2021 - December 31, 2021
CORNERSTONE WEALTH PARTNERS
February 6, 2019 - December 31, 2020
CORNERSTONE WEALTH PARTNERS
October 23, 2018 - December 31, 2018
CORNERSTONE WEALTH PARTNERS
August 12, 2016 - June 25, 2018
SECURE INVESTMENT MANAGEMENT, LLC
November 4, 2014 - August 3, 2016
FORESTERS EQUITY SERVICES, INC.
November 4, 2014 - August 3, 2016
FORESTERS EQUITY SERVICES, INC.
January 13, 2011 - March 21, 2014
SII INVESTMENTS, INC.
January 13, 2011 - March 21, 2014
SII INVESTMENTS, INC.
August 18, 2010 - January 19, 2011
THRIVENT INVESTMENT MANAGEMENT INC.
July 23, 2010 - January 19, 2011
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORNERSTONE WEALTH PARTNERS
CRD#: 299193 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 2,844,034 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
