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ML

Manuel S. Lopez

FINANCORP GROUP INTERNATIONAL
Miami, FL 33131
Some features on this profile are disabled
CRD#: 5785893
ML

Professional summary

Manuel Santiago Lopez is a registered financial professional currently at FINANCORP GROUP INTERNATIONAL CORPORATION located in Miami, Florida.

Manuel is registered as a RR (Registered Representative) and started their career in finance in 2010. Manuel has worked at 1 firm and has passed the Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Manuel Santiago Lopez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 10, 2010 - Present

FINANCORP GROUP INTERNATIONAL CORPORATION

Office #1: 800 Brickell Ave Ste. 435, Miami, FL 33131
BD
CRD#: 31793
Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/6/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FG
FINANCORP GROUP INTERNATIONAL CORPORATION
FINANCORP GROUP INTERNATIONAL CORPORATION

CRD#: 31793 / SEC#: , 8-45367

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
800 Brickell Ave Ste. 435, Miami, FL 33131
Mailing Address
800 Brickell Ave Ste. 435, Miami, FL 33131
Phone number
(954) 334-0009
Established
Delaware since 08/27/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINANCORP HOLDINGS CORP.OWNER
MERCADO, VICTORCHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER3020017
SILVA, NICHOLASCHIEF FINANCIAL OFFICER / FINOP6797625

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCORP GROUP INTERNATIONAL CORPORATION

CRD#: 31793Miami, FL 33131

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