Ashley S. Murphy
ARETE WEALTH STRATEGISTS
BRISBANE CITY, QLD 4000
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CRD#: 5785857
Professional summary
Ashley Spencer Murphy, AIF®, CFP® is a registered financial advisor currently at ARETE WEALTH STRATEGISTS .
Ashley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ashley has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GLOBAL FINANCIAL PLANNING INSTITUTE not investment-related 200 Southdale Ctr, Floor 1, Edina, MN 55435 education, community, tools, and ongoing research for financial professionals Founder, Executive Director 07/2020 10 hours per month 5 hours per month during trading Organize monthly CE presentations and an annual webinar.
CRS (Client Relationship Summary) - RIA
Click below to view Ashley Spencer Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
August 2, 2013 - Present
ARETE WEALTH STRATEGISTS
Office #1: 123 Eagle St Level 6, Brisbane City, QLD 4000RIA
CRD#: 167297
BRISBANE CITY,
Past
January 4, 2012 - June 17, 2013
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
SAN RAMON, CA
Past
June 22, 2011 - June 17, 2013
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
SAN RAMON, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARETE WEALTH STRATEGISTS
ARETE WEALTH STRATEGISTS | MURPHY, ASHLEY SPENCER | MURPHY, ASHLEY | ARETE WEALTH STRATEGISTS, LLC | ARETE WEALTH STRATEGISTS AUSTRALIA
CRD#: 167297 / SEC#: 801-133899
RIA
Registered Investment Advisory firm - (9/2/2025 Approved)California
Registered Investment Advisory firm - (10/9/2025 Terminated)Colorado
Registered Investment Advisory firm - (9/9/2025 Terminated)Minnesota
Registered Investment Advisory firm - (9/10/2025 Terminated)Texas
Registered Investment Advisory firm - (9/9/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (11/27/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(11/25/2014)
IAR
Texas(7/6/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AW
ARETE WEALTH STRATEGISTS
ARETE WEALTH STRATEGISTS | MURPHY, ASHLEY SPENCER | MURPHY, ASHLEY | ARETE WEALTH STRATEGISTS, LLC | ARETE WEALTH STRATEGISTS AUSTRALIA
CRD#: 167297 / SEC#: 801-133899
RIA
Registered Investment Advisory firm - (9/2/2025 Approved)California
Registered Investment Advisory firm - (10/9/2025 Terminated)Colorado
Registered Investment Advisory firm - (9/9/2025 Terminated)Minnesota
Registered Investment Advisory firm - (9/10/2025 Terminated)Texas
Registered Investment Advisory firm - (9/9/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (11/27/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
123 Eagle St Level 6, Brisbane City, QLD 4000
Mailing Address
Phone number
(888) 544-3250
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 313 |
| AUM (Assets Under Management) | $ 113,491,794 |
Red Flags
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Company Information
ARETE WEALTH STRATEGISTS
CRD#: 167297Brisbane City, QLD 4000TRUST BUT VERIFY
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